TrademarkDir
SWS FINANCIAL SERVICES
DEAD

Serial Number

76291359

Owner

HILLTOP SECURITIES HOLDINGS LLC

Attorney

Gregory J. Krabacher

First Use Date

Mar 17, 1999

Filing Date

Jul 27, 2001

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SWS FINANCIAL SERVICES Trademark

Serial Number: 76291359 • Registration: 2701231

SWS FINANCIAL SERVICES is a trademark filed by HILLTOP SECURITIES HOLDINGS LLC on July 27, 2001. The trademark is classified under Class 36 (Insurance & Financial). The application is currently no longer active.

Owner Contact Info

HILLTOP SECURITIES HOLDINGS LLC (6 trademarks)

200 CRESCENT COURT, SUITE 1330
DALLAS, TX 75201

Entity Type: 16

Southwest Securities Group, Inc. (39 trademarks)

1201 Elm Street
Dallas, TX 75270

Entity Type: 03

SWS Group, Inc. (15 trademarks)

Suite 3500
Dallas, TX 75270

Entity Type: 03

SWS Partners, LLC (8 trademarks)

985 N. HIGH STREET
COLUMBUS, OH 43201

Entity Type: 16

Trademark Details

Filing Date

July 27, 2001

Registration Date

March 25, 2003

First Use Anywhere

March 17, 1999

First Use in Commerce

April 8, 1999

Published for Opposition

February 12, 2002

Cancellation Date

October 6, 2023

Goods & Services

Financial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities; financial management services; securities and financial clearing services; financial advisory services; financial consultation services; investment account planning

Filing History

CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
Oct 6, 2023 CAEX
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Jul 21, 2023 TCCA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Jul 21, 2023 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Jul 21, 2023 REAP
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Aug 26, 2022 CHAN
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Aug 26, 2022 TCCA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Aug 26, 2022 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Aug 26, 2022 REAP
TEAS CHANGE OF OWNER ADDRESS RECEIVED
Aug 26, 2022 COAR
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Mar 25, 2022 REM2
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Feb 17, 2022 TCCA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Feb 17, 2022 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Feb 17, 2022 REAP
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Apr 24, 2019 ASGN
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Apr 22, 2019 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Apr 22, 2019 REAP
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Nov 28, 2018 ASGN
REVIEW OF CORRESPONDENCE COMPLETE - INFORMATION MADE OF RECORD
Apr 22, 2015 CORV
TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
Apr 21, 2015 EWAF
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Apr 9, 2013 NA89
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Apr 9, 2013 RNL1
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Apr 9, 2013 89AG
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Apr 9, 2013 APRE
TEAS SECTION 8 & 9 RECEIVED
Mar 25, 2013 E89R
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Mar 25, 2013 TCCA
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Sep 10, 2008 C15A
ASSIGNED TO PARALEGAL
Sep 4, 2008 PLGL
TEAS SECTION 8 & 15 RECEIVED
Aug 27, 2008 E815
CASE FILE IN TICRS
May 1, 2008 CFIT
REGISTERED-PRINCIPAL REGISTER
Mar 25, 2003 R.PR
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Jan 10, 2003 CNPR
ASSIGNED TO EXAMINER
Jan 10, 2003 DOCK
STATEMENT OF USE PROCESSING COMPLETE
Jan 7, 2003 SUPC
PAPER RECEIVED
Nov 12, 2002 MAIL
USE AMENDMENT FILED
Nov 7, 2002 IUAF
NOA MAILED - SOU REQUIRED FROM APPLICANT
May 7, 2002 NOAM
PUBLISHED FOR OPPOSITION
Feb 12, 2002 PUBO
NOTICE OF PUBLICATION
Jan 23, 2002 NPUB
APPROVED FOR PUB - PRINCIPAL REGISTER
Sep 20, 2001 CNSA
EXAMINER'S AMENDMENT MAILED
Sep 10, 2001 CNEA
ASSIGNED TO EXAMINER
Sep 7, 2001 DOCK

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