TrademarkDir
SWS
DEAD

Serial Number

76291350

Owner

HILLTOP SECURITIES HOLDINGS LLC

Attorney

Gregory J. Krabacher

First Use Date

Jun 13, 2001

Filing Date

Jul 27, 2001

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SWS Trademark

Serial Number: 76291350 • Registration: 2743812

SWS is a trademark filed by HILLTOP SECURITIES HOLDINGS LLC on July 27, 2001. The trademark is classified under Class 36 (Insurance & Financial). The application is currently no longer active.

Owner Contact Info

HILLTOP SECURITIES HOLDINGS LLC (6 trademarks)

200 CRESCENT COURT, SUITE 1330
DALLAS, TX 75201

Entity Type: 16

Southwest Securities Group, Inc. (39 trademarks)

1201 Elm Street
Dallas, TX 75270

Entity Type: 03

SWS Group, Inc. (15 trademarks)

Suite 3500
Dallas, TX 75270

Entity Type: 03

SWS Partners, LLC (8 trademarks)

985 N. HIGH STREET
COLUMBUS, OH 43201

Entity Type: 16

Trademark Details

Filing Date

July 27, 2001

Registration Date

July 29, 2003

First Use Anywhere

June 13, 2001

First Use in Commerce

June 30, 2001

Published for Opposition

October 30, 2001

Cancellation Date

February 9, 2024

Goods & Services

Financial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities; financial management services, securities and financial clearing services, financial advisory services, financial consultation services; investment account planning

Filing History

CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
Feb 9, 2024 CAEX
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Jul 21, 2023 TCCA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Jul 21, 2023 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Jul 21, 2023 REAP
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Aug 26, 2022 CHAN
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Aug 26, 2022 TCCA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Aug 26, 2022 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Aug 26, 2022 REAP
TEAS CHANGE OF OWNER ADDRESS RECEIVED
Aug 26, 2022 COAR
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Jul 29, 2022 REM2
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Feb 17, 2022 TCCA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Feb 17, 2022 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Feb 17, 2022 REAP
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Apr 24, 2019 ASGN
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Apr 22, 2019 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Apr 22, 2019 REAP
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Nov 28, 2018 ASGN
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Aug 13, 2013 NA89
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Aug 13, 2013 RNL1
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Aug 13, 2013 89AG
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Aug 13, 2013 APRE
REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
Jul 29, 2013 89AF
TEAS SECTION 8 & 9 RECEIVED
Jul 29, 2013 E89R
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Sep 10, 2008 C15A
ASSIGNED TO PARALEGAL
Sep 4, 2008 PLGL
TEAS SECTION 8 & 15 RECEIVED
Aug 27, 2008 E815
CASE FILE IN TICRS
Apr 30, 2008 CFIT
REGISTERED-PRINCIPAL REGISTER
Jul 29, 2003 R.PR
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Jun 2, 2003 CNPR
ASSIGNED TO EXAMINER
May 30, 2003 DOCK
STATEMENT OF USE PROCESSING COMPLETE
May 22, 2003 SUPC
SOU EXTENSION 2 GRANTED
Apr 17, 2003 EX2G
PAPER RECEIVED
Jan 27, 2003 MAIL
USE AMENDMENT FILED
Jan 22, 2003 IUAF
SOU EXTENSION 2 FILED
Jan 22, 2003 EXT2
SOU EXTENSION 1 GRANTED
Aug 20, 2002 EX1G
PAPER RECEIVED
Jul 25, 2002 MAIL
SOU EXTENSION 1 FILED
Jul 22, 2002 EXT1
NOA MAILED - SOU REQUIRED FROM APPLICANT
Jan 22, 2002 NOAM
PUBLISHED FOR OPPOSITION
Oct 30, 2001 PUBO
NOTICE OF PUBLICATION
Oct 10, 2001 NPUB
APPROVED FOR PUB - PRINCIPAL REGISTER
Sep 15, 2001 CNSA
ASSIGNED TO EXAMINER
Sep 7, 2001 DOCK

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