NIKKO ASSET MANAGEMENT
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NIKKO ASSET MANAGEMENT Trademark

Serial Number: 79105516 • Registration: 4266181

NIKKO ASSET MANAGEMENT is a trademark filed by SMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.) on September 29, 2011. The trademark is classified under Class 36 (Insurance & Financial). The application is currently registered and active.

Owner Contact Info

SMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.) (2 trademarks)

3-1, Marunouchi 3-chome
Tokyo 100-8325 , JP

Entity Type: 03

Trademark Details

Filing Date

September 29, 2011

Registration Date

January 1, 2013

Published for Opposition

October 16, 2012

Goods & Services

[ Banking services, namely, acceptance of deposits including substitute bond issuance and acceptance of fixed interval installment deposits; loans financing and discount of bills; domestic exchange settlement, namely, debit settlement services, credit to current accounts services and money collection services; liability guarantee in the nature of underwriting commercial collateral liability insurance and acceptance of bills in the nature of bill payment services and bill consolidation services; ] [ offering of securities subscriptions in the nature of hedge funds, private equity funds, securities and derivatives for others; ] [ private placement in the nature of hedge funds, private equity funds, securities and derivatives [ or ] * FOR * others; securities offering in the nature of fund investment services featuring securities offered according to previously established criteria in order to maintain a predetermined level of payments to the account holder; ] financial services, namely, assisting others in the completion of financial transaction of securities or offering and transaction of [ private placement in the nature of hedge funds, private equity funds, ] securities and derivatives for others; [ securities brokerage, namely, buying and selling of securities; securities underwriting; financial services, namely, issuing of securities beneficiary certificates; instruction on trust assets investment; ] advisory services relating to investment decisions based on securities values or securities value analysis; advisory services relating to investment or investment decisions based on discretionary investment contract concerning securities [ ; life insurance brokerage; providing information relating to life insurance; consultancy and advisory services for life insurance; agencies for non-life insurance ]

Filing History

TEAS CHANGE OF CORRESPONDENCE RECEIVED
Nov 21, 2025 TCCA
TEAS CHANGE OF DOMESTIC REPRESENTATIVES ADDRESS
Nov 21, 2025 ECDR
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Nov 21, 2025 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Nov 21, 2025 REAP
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Nov 21, 2025 CHAN
TEAS CHANGE OF OWNER ADDRESS RECEIVED
Nov 21, 2025 COAR
PARTIAL INVALIDATION PROCESSED BY THE IB
Jun 17, 2024 INNP
GENERIC MADRID TRANSACTION SENT TO IB
Apr 26, 2024 XXSS
GENERIC MADRID TRANSACTION CREATED
Apr 26, 2024 XXCR
PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED
Mar 13, 2024 INPR
NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED
Jul 13, 2023 NA71
REGISTERED-SEC.71 ACCEPTED
Jul 13, 2023 71AG
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
May 29, 2023 APRE
TEAS SECTION 71 RECEIVED
Nov 17, 2022 ES71
COURTESY REMINDER - SEC. 71 (10-YR) E-MAILED
Jan 1, 2022 REM4
INTERNATIONAL REGISTRATION RENEWED
Oct 15, 2021 RNWL
NOTICE OF ACCEPTANCE OF SEC. 71 & 15 - E-MAILED
Dec 12, 2018 NA75
REGISTERED - SEC. 71 ACCEPTED & SEC. 15 ACK.
Dec 12, 2018 C75A
TEAS SECTION 71 & 15 RECEIVED
Dec 11, 2018 ES75
COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED
Jan 1, 2018 REM3
NEW REPRESENTATIVE AT IB RECEIVED
Jul 1, 2016 NREP
INVALIDATION REVIEWED - NO ACTION REQUIRED BY OFFICE
Feb 7, 2015 INNA
PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED
Aug 14, 2014 INPR
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Dec 14, 2013 APRE
CORRECTION UNDER SECTION 7 - PROCESSED
Dec 14, 2013 COC.
NEW REPRESENTATIVE AT IB RECEIVED
Dec 14, 2013 NREP
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Dec 13, 2013 APRE
OTQR WITHDRAWAL FROM PUBLICATION
Dec 2, 2013 WDRL
POST REGISTRATION ACTION CORRECTION
Nov 15, 2013 XXXX
SEC 7 REQUEST FILED
Oct 31, 2013 AMD7
SEC 7 REQUEST FILED
Oct 31, 2013 AMD7
TEAS SECTION 7 REQUEST RECEIVED
Oct 31, 2013 ES7R
FINAL DECISION TRANSACTION PROCESSED BY IB
Sep 15, 2013 FINO
FINAL DISPOSITION NOTICE SENT TO IB
Aug 27, 2013 FICS
FINAL DISPOSITION PROCESSED
Aug 27, 2013 FIMP
TEAS CHANGE OF CORRESPONDENCE RECEIVED
May 16, 2013 TCCA
POST REGISTRATION ACTION MAILED - SEC. 7
May 2, 2013 PRAM
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Apr 30, 2013 APRE
TEAS SECTION 7 REQUEST RECEIVED
Apr 9, 2013 ES7R
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Apr 9, 2013 TCCA
FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB
Apr 1, 2013 FICR
REGISTERED-PRINCIPAL REGISTER
Jan 1, 2013 R.PR
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Oct 16, 2012 NPUB
PUBLISHED FOR OPPOSITION
Oct 16, 2012 PUBO
NOTIFICATION PROCESSED BY IB
Oct 15, 2012 GPNX
NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB
Sep 26, 2012 OPNS
NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB
Sep 26, 2012 OP2R
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Sep 26, 2012 NONP
LAW OFFICE PUBLICATION REVIEW COMPLETED
Sep 11, 2012 PREV
APPROVED FOR PUB - PRINCIPAL REGISTER
Sep 4, 2012 CNSA
TEAS/EMAIL CORRESPONDENCE ENTERED
Aug 13, 2012 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Aug 13, 2012 CRFA
ASSIGNED TO LIE
Jul 27, 2012 ALIE
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Jul 24, 2012 TROA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Jul 9, 2012 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Jul 9, 2012 REAP
REFUSAL PROCESSED BY IB
Feb 17, 2012 RFNT
NON-FINAL ACTION MAILED - REFUSAL SENT TO IB
Jan 30, 2012 RFCS
REFUSAL PROCESSED BY MPU
Jan 30, 2012 RFRR
NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW
Jan 26, 2012 RFCR
NON-FINAL ACTION WRITTEN
Jan 25, 2012 CNRT
ASSIGNED TO EXAMINER
Jan 19, 2012 DOCK
APPLICATION FILING RECEIPT MAILED
Dec 13, 2011 MAFR
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Dec 9, 2011 NWOS
SN ASSIGNED FOR SECT 66A APPL FROM IB
Dec 8, 2011 REPR