NIKKO AM
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NIKKO AM Trademark

Serial Number: 79105192 • Registration: 4352002

NIKKO AM is a trademark filed by SMBC Nikko Shoken Kabushiki Kaisha (SMBCNikko Securities Inc.) on September 29, 2011. The trademark is classified under Class 36 (Insurance & Financial). The application is currently registered and active.

Owner Contact Info

SMBC Nikko Shoken Kabushiki Kaisha (SMBCNikko Securities Inc.)

3-1, Marunouchi 3-chome
Tokyo 100-8325 , JP

Entity Type: 03

SMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.) (2 trademarks)

3-1, Marunouchi 3-chome
Tokyo 100-8325 , JP

Entity Type: 03

Trademark Details

Filing Date

September 29, 2011

Registration Date

June 18, 2013

Published for Opposition

April 2, 2013

Goods & Services

[ Banking services, namely, acceptance of deposits including substitute bond issuance and acceptance of fixed interval installment deposits; loans financing and discount of bills; domestic exchange settlement, namely, debit settlement services, credit to current accounts services and money collection services; liability guarantee in the nature of underwriting commercial collateral liability insurance and acceptance of bills in the nature of bill payment services and bill consolidation services; ] offering of securities subscriptions in the nature of hedge funds, private equity funds, securities and derivatives for others; private placement in the nature of hedge funds, private equity funds, securities and derivatives for others; [ securities offering in the nature of fund investment services featuring securities offered according to previously established criteria in order to maintain a predetermined level of payments to the account holder; ]financial services, namely, assisting others in the completion of financial transaction of securities or offering and transaction of private placement in the nature of hedge funds, private equity funds, securities and derivatives for others; [ securities brokerage, namely, buying and selling of securities; securities underwriting; financial services, namely, issuing of securities beneficiary certificates; instruction on trust assets investment; ] advisory services relating to investment decisions based on securities values or securities value analysis; advisory services relating to investment or investment decisions based on discretionary investment contract concerning securities [ ; life insurance brokerage; providing information relating to life insurance; consultancy and advisory services for life insurance; agencies for non-life insurance ]

Filing History

TEAS CHANGE OF CORRESPONDENCE RECEIVED
Nov 21, 2025 TCCA
TEAS CHANGE OF DOMESTIC REPRESENTATIVES ADDRESS
Nov 21, 2025 ECDR
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Nov 21, 2025 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Nov 21, 2025 REAP
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Nov 21, 2025 CHAN
TEAS CHANGE OF OWNER ADDRESS RECEIVED
Nov 21, 2025 COAR
PARTIAL INVALIDATION PROCESSED BY THE IB
Dec 21, 2024 INNP
GENERIC MADRID TRANSACTION SENT TO IB
Oct 10, 2024 XXSS
GENERIC MADRID TRANSACTION CREATED
Oct 10, 2024 XXCR
PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED
Oct 2, 2024 INPR
NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED
Feb 1, 2024 NA71
REGISTERED-SEC.71 ACCEPTED
Feb 1, 2024 71AG
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Jan 29, 2024 APRE
TEAS SECTION 71 RECEIVED
May 18, 2023 ES71
COURTESY REMINDER - SEC. 71 (10-YR) E-MAILED
Jun 18, 2022 REM4
INTERNATIONAL REGISTRATION RENEWED
Oct 15, 2021 RNWL
NOTICE OF ACCEPTANCE OF SEC. 71 & 15 - E-MAILED
Mar 12, 2019 NA75
REGISTERED - SEC. 71 ACCEPTED & SEC. 15 ACK.
Mar 12, 2019 C75A
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Jan 24, 2019 APRE
TEAS SECTION 71 & 15 RECEIVED
Dec 11, 2018 ES75
COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED
Jun 18, 2018 REM3
NEW REPRESENTATIVE AT IB RECEIVED
Jul 1, 2016 NREP
FINAL DECISION TRANSACTION PROCESSED BY IB
Feb 21, 2014 FINO
FINAL DISPOSITION NOTICE SENT TO IB
Feb 5, 2014 FICS
FINAL DISPOSITION PROCESSED
Feb 5, 2014 FIMP
NEW REPRESENTATIVE AT IB RECEIVED
Dec 14, 2013 NREP
FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB
Sep 18, 2013 FICR
REGISTERED-PRINCIPAL REGISTER
Jun 18, 2013 R.PR
NOTIFICATION PROCESSED BY IB
May 19, 2013 GPNX
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Apr 2, 2013 NPUB
PUBLISHED FOR OPPOSITION
Apr 2, 2013 PUBO
NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB
Mar 13, 2013 OPNS
NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB
Mar 13, 2013 OP2R
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Mar 13, 2013 NONP
LAW OFFICE PUBLICATION REVIEW COMPLETED
Feb 23, 2013 PREV
APPROVED FOR PUB - PRINCIPAL REGISTER
Feb 13, 2013 CNSA
TEAS/EMAIL CORRESPONDENCE ENTERED
Jan 31, 2013 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Jan 31, 2013 CRFA
ASSIGNED TO LIE
Jan 28, 2013 ALIE
TEAS REQUEST FOR RECONSIDERATION RECEIVED
Jan 23, 2013 ERFR
NOTIFICATION OF FINAL REFUSAL EMAILED
Sep 4, 2012 GNFN
FINAL REFUSAL E-MAILED
Sep 4, 2012 GNFR
FINAL REFUSAL WRITTEN
Sep 4, 2012 CNFR
TEAS/EMAIL CORRESPONDENCE ENTERED
Aug 13, 2012 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Aug 13, 2012 CRFA
ASSIGNED TO LIE
Jul 27, 2012 ALIE
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Jul 24, 2012 TROA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Jul 9, 2012 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Jul 9, 2012 REAP
REFUSAL PROCESSED BY IB
Feb 17, 2012 RFNT
NON-FINAL ACTION MAILED - REFUSAL SENT TO IB
Jan 27, 2012 RFCS
REFUSAL PROCESSED BY MPU
Jan 27, 2012 RFRR
NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW
Jan 26, 2012 RFCR
NON-FINAL ACTION WRITTEN
Jan 25, 2012 CNRT
ASSIGNED TO EXAMINER
Jan 19, 2012 DOCK
APPLICATION FILING RECEIPT MAILED
Dec 8, 2011 MAFR
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Dec 4, 2011 NWOS
SN ASSIGNED FOR SECT 66A APPL FROM IB
Dec 1, 2011 REPR