Serial #88671790
LIVE

Serial Number

88671790

Owner

Foreside Financial Group, LLC

Attorney

Scott E. Benfield

First Use Date

Sep 1, 2019

Filing Date

Oct 29, 2019

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Serial #88671790 Trademark

Serial Number: 88671790 • Registration: 6183289

Serial #88671790 is a trademark filed by Foreside Financial Group, LLC on October 29, 2019. The trademark is classified under Class 36 (Insurance & Financial), Class 42 (Computer & Scientific), Class 45 (Legal & Security Services), Class 35 (Advertising & Business). The application is currently registered and active.

Owner Contact Info

Foreside Financial Group, LLC (7 trademarks)

Portland, ME 04101

Entity Type: 16

Trademark Details

Filing Date

October 29, 2019

Registration Date

October 27, 2020

First Use Anywhere

September 1, 2019

First Use in Commerce

September 1, 2019

Published for Opposition

August 11, 2020

Goods & Services

Financial services, namely, placement agent services in the nature of private placement of hedge funds, private equity funds, and securities for others; securities underwriting; providing an Internet website portal in the field of financial information services

Fiduciary compliance consulting, namely, consulting in the field of federal securities regulations governing investment advisors and broker-dealers; consulting services, namely, regulatory compliance consulting for advisers of privately offered funds, private equity firms, venture capital firms, and institutional asset managers; consulting and compliance services, namely, regulatory compliance consulting for legal, regulatory, financial, operational, marketing, and distribution requirements for exchange-traded funds, mutual and close end funds, and alternative investment funds in the field of federal securities regulations governing investment advisory activities; regulatory compliance consulting services for investment advisors and broker-dealers, hedge funds, private equity funds and venture capital funds in the field of federal securities regulations governing investment advisory activities, all in accordance with Securities and Exchange Commission rules and regulations

Providing temporary use of web-based software for use in order entry and order management for exchange-traded products, all for investment advisors and broker-dealers; Providing temporary use of web-based software for use in workflow management and record keeping and for the creation of marketing materials, all for investment advisors and broker-dealers; Providing an Internet website portal featuring temporary use of web-based software application for use in workflow management, record keeping, ordering information, and for the creation of marketing materials, all for investment advisors and broker-dealers

Preparing financial reports for others for business and commercial purposes; providing an Internet website portal in the field of financial record-keeping for financial regulatory compliance purposes

Filing History

COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Oct 27, 2025 REM1
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Aug 17, 2022 CHAN
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Aug 17, 2022 TCCA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Aug 17, 2022 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Aug 17, 2022 REAP
TEAS CHANGE OF OWNER ADDRESS RECEIVED
Aug 17, 2022 COAR
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Oct 13, 2021 ASCK
REGISTERED-PRINCIPAL REGISTER
Oct 27, 2020 R.PR
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Aug 11, 2020 NPUB
PUBLISHED FOR OPPOSITION
Aug 11, 2020 PUBO
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Jul 22, 2020 NONP
APPROVED FOR PUB - PRINCIPAL REGISTER
Jul 6, 2020 CNSA
TEAS/EMAIL CORRESPONDENCE ENTERED
Jun 8, 2020 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Jun 8, 2020 CRFA
ASSIGNED TO LIE
Jun 8, 2020 ALIE
TEAS RESPONSE TO OFFICE ACTION RECEIVED
May 28, 2020 TROA
NOTIFICATION OF NON-FINAL ACTION E-MAILED
Feb 10, 2020 GNRN
NON-FINAL ACTION E-MAILED
Feb 10, 2020 GNRT
NON-FINAL ACTION WRITTEN
Feb 10, 2020 CNRT
ASSIGNED TO EXAMINER
Feb 3, 2020 DOCK
NOTICE OF DESIGN SEARCH CODE E-MAILED
Nov 2, 2019 MDSC
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Nov 1, 2019 NWOS
NEW APPLICATION ENTERED
Nov 1, 2019 NWAP