TrademarkDir
SWS
DEAD

Serial Number

76291353

Owner

HILLTOP SECURITIES HOLDINGS LLC

Attorney

Gregory J. Krabacher

First Use Date

Jun 13, 2001

Filing Date

Jul 27, 2001

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SWS Trademark

Serial Number: 76291353 • Registration: 2698569

SWS is a trademark filed by HILLTOP SECURITIES HOLDINGS LLC on July 27, 2001. The trademark is classified under Class 36 (Insurance & Financial). The application is currently no longer active.

Owner Contact Info

HILLTOP SECURITIES HOLDINGS LLC (6 trademarks)

200 CRESCENT COURT, SUITE 1330
DALLAS, TX 75201

Entity Type: 16

Southwest Securities Group, Inc. (39 trademarks)

1201 Elm Street
Dallas, TX 75270

Entity Type: 03

SWS Group, Inc. (15 trademarks)

Suite 3500
Dallas, TX 75270

Entity Type: 03

SWS Partners, LLC (8 trademarks)

985 N. HIGH STREET
COLUMBUS, OH 43201

Entity Type: 16

Trademark Details

Filing Date

July 27, 2001

Registration Date

March 18, 2003

First Use Anywhere

June 13, 2001

First Use in Commerce

June 30, 2001

Published for Opposition

October 30, 2001

Cancellation Date

June 3, 2019

Goods & Services

Financial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities, financial management services; securities and financial clearing services; financial advisory services; financial consultation services; investment account planning

Filing History

CANCELLED SECTION 7-TOTAL
Jun 3, 2019 C7..
NOTICE OF CANCELLATION SEC. 7 SURRENDER EMAILED
May 16, 2019 NCS7
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
May 14, 2019 APRE
REQUEST FOR SECT 7 TOTAL SURRENDER FILED
Apr 30, 2019 C7RF
TEAS SECTION 7 SURRENDER RECEIVED
Apr 30, 2019 ES7S
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Apr 24, 2019 ASGN
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Apr 22, 2019 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Apr 22, 2019 REAP
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Nov 28, 2018 ASGN
REVIEW OF CORRESPONDENCE COMPLETE - INFORMATION MADE OF RECORD
Apr 22, 2015 CORV
TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
Apr 21, 2015 EWAF
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - MAILED
Mar 29, 2013 NA89
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Mar 27, 2013 NA89
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Mar 27, 2013 RNL1
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Mar 27, 2013 89AG
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Mar 27, 2013 APRE
TEAS SECTION 8 & 9 RECEIVED
Mar 18, 2013 E89R
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Sep 10, 2008 C15A
ASSIGNED TO PARALEGAL
Sep 4, 2008 PLGL
TEAS SECTION 8 & 15 RECEIVED
Aug 27, 2008 E815
CASE FILE IN TICRS
May 1, 2008 CFIT
REGISTERED-PRINCIPAL REGISTER
Mar 18, 2003 R.PR
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Dec 23, 2002 CNPR
ASSIGNED TO EXAMINER
Dec 5, 2002 DOCK
STATEMENT OF USE PROCESSING COMPLETE
Dec 3, 2002 SUPC
PAPER RECEIVED
Nov 12, 2002 MAIL
USE AMENDMENT FILED
Nov 6, 2002 IUAF
SOU EXTENSION 1 GRANTED
Aug 20, 2002 EX1G
PAPER RECEIVED
Jul 25, 2002 MAIL
SOU EXTENSION 1 FILED
Jul 22, 2002 EXT1
NOA MAILED - SOU REQUIRED FROM APPLICANT
Jan 22, 2002 NOAM
PUBLISHED FOR OPPOSITION
Oct 30, 2001 PUBO
NOTICE OF PUBLICATION
Oct 10, 2001 NPUB
APPROVED FOR PUB - PRINCIPAL REGISTER
Sep 15, 2001 CNSA
ASSIGNED TO EXAMINER
Sep 7, 2001 DOCK

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