SRS Trademark

Financial and investment services, namely, financial asset acquisition consultation, investment consultation, investment advisory services, and development of investment strategies; Financial asset management; Wealth management services; Financial planning for retirement, including non-qualified retirement plans; Financial planning services, namely, non-qualified retirement plans, budgeting, savings planning, retirement planning, investment strategy development, and wealth planning; Financial planning for retirement; Financial retirement plan consulting services for qualified retirement plans, non-qualified retirement plans, non-qualified deferred compensation plans, executive deferred compensation plans, supplemental executive retirement plans (SERPs), 401(k) plans, 457(b) plans, and 457(f) plans; Financial consultation in the field of retirement plan administration, retirement plan recordkeeping, asset recordkeeping, 401(k) benefit plans, qualified retirement plans, non-qualified retirement plans, and non-qualified deferred compensation plans; Retirement plan administration services, namely, third-party administration of 401(k) retirement plans, qualified retirement plans, non-qualified retirement plans, and non-qualified deferred compensation plans; Financial administration of non-qualified retirement plans, non-qualified deferred compensation plans, executive deferred compensation plans, supplemental executive retirement plans (SERPs), 457(b) plans, and 457(f) plans; Retirement plan recordkeeping services for qualified retirement plans, non-qualified retirement plans, non-qualified deferred compensation plans, 401(k) plans, individual retirement accounts, multiple employer plans, pooled employer plans, and single employer plans; Retirement plan compliance support services, namely, financial administration and financial recordkeeping services designed to assist retirement plans with compliance with federal retirement plan requirements; Administration of multiple employer retirement plans; Administration of pooled employer retirement plans; Administration of single employer retirement plans; Pooled plan provider services, namely, serving as a pooled plan provider for pooled employer retirement plans; Financial fiduciary services for retirement plans; Investment fiduciary services for retirement plan assets; Individual retirement account services, namely, providing traditional and Roth IRA accounts; 401(k) rollover services; Investment advisory services; Investment management services, namely, serving as a discretionary investment manager for retirement plan assets, non-qualified retirement plan assets, and wealth management accounts; Securities brokerage and investment brokerage services; Estate planning consultation services; Insurance consultation services in the field of financial protection planning; Tax planning consultation services; Financial transaction services, namely, processing of retirement plan contributions; Financial transaction services, namely, processing of retirement plan loan and hardship distributions; Providing financial information in the field of retirement savings, wealth management, non-qualified retirement plans, investment strategy, and portfolio management via a website

Software as a service (SaaS) featuring software for retirement plan administration, retirement plan management, retirement plan recordkeeping, participant account management, financial advisor account management, and plan sponsor account management; Software as a service (SaaS) featuring software for administration and management of qualified retirement plans, non-qualified retirement plans, non-qualified deferred compensation plans, executive deferred compensation plans, supplemental executive retirement plans (SERPs), 401(k) plans, 457(b) plans, and 457(f) plans; Providing temporary use of online, non-downloadable software for wealth management, financial planning, retirement planning, retirement savings planning, investment risk assessment, portfolio monitoring, and investment account management; Providing temporary use of online, nondownloadable software for creating customized retirement savings plans; Providing temporary use of online, non-downloadable software for generating retirement plan proposals, sales prospecting materials, and value propositions for potential retirement plan clients; Providing temporary use of online, nondownloadable software portals for retirement plan account management by plan sponsors, financial advisors, participants, employers, and plan administrators; Providing temporary use of online, non-downloadable software tools for retirement savings calculation, retirement income planning, non-qualified deferred compensation plan modeling, and investment risk assessment

Downloadable mobile application for managing retirement savings accounts,investment accounts, wealth management accounts, qualified retirement planaccounts, non-qualified retirement plan accounts, and investments; Downloadablesoftware for accessing and managing retirement plan information, retirementsavings accounts, investment portfolios, non-qualified deferred compensation planaccounts, and wealth management accounts