SMBC AM
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SMBC AM Trademark

Serial Number: 99151339

SMBC AM is a trademark filed by Sumitomo Mitsui DS Asset Management (USA) Inc. on April 23, 2025. The trademark is classified under Class 36 (Insurance & Financial). The application is currently pending registration.

Owner Contact Info

Sumitomo Mitsui DS Asset Management (USA) Inc. (2 trademarks)

300 Park Avenue, 16th Floor
New York, NY 10022

Entity Type: 03

SMBC ASSET MANAGEMENT, INC (2 trademarks)

300 PARK AVENUE, 16TH FLOOR
NEW YORK, NY 10022

Entity Type: 03

Trademark Details

Filing Date

April 23, 2025

Registration Date

Not Registered

Published for Opposition

June 23, 2026

Goods & Services

Financial affairs, namely, financial management and analysis services in relation to investment, venture capital and venture investments; monetary affairs in the nature of financial management and analysis services in relation to investment, asset and wealth management, investment banking and venture capitals; financial services, namely, financial management and analysis services in relation to investment, asset and wealth management, investment banking and venture capitals; management of investments for clients; stockbroking and brokerage of shares services; financial analysis, forecasting, planning, advice, research and reporting services in relation to investment, investment banking and venture capitals; financial valuations in relation to investment, investment banking and venture capitals; financial consultations in relation to investment, investment banking and venture capitals; financial asset management; financial portfolio management in relation to investment, investment banking and venture capitals; personal equity plans, namely, providing private equity fund investment services; investment of funds and trust company services for unit trusts; valuation services, namely, fiscal valuation, and financial valuations in relation to investment, investment banking and venture capitals; investment services, namely, asset and investment acquisition, consultation, advisory and development; fund management services, namely, management of private equity funds; fund transfer services, namely, electronic transfer of funds; trust services, namely, financial trust operations; trustee services; trusteeship representative services; investment services, namely, asset acquisition, consultation, development and management services; investment management services; information, consultancy and advisory services concerning or relating to all of the foregoing services.

Filing History

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Jun 23, 2026 NPUB
PUBLISHED FOR OPPOSITION
Jun 23, 2026 PUBO
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Jun 17, 2026 NONP
APPROVED FOR PUB - PRINCIPAL REGISTER
May 28, 2026 CNSA
TEAS/EMAIL CORRESPONDENCE ENTERED
May 27, 2026 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
May 27, 2026 CRFA
TEAS REQUEST FOR RECONSIDERATION RECEIVED
May 27, 2026 ERFR
NOTIFICATION OF FINAL REFUSAL EMAILED
May 20, 2026 GNFN
FINAL REFUSAL E-MAILED
May 20, 2026 GNFR
FINAL REFUSAL WRITTEN
May 20, 2026 CNFR
TEAS/EMAIL CORRESPONDENCE ENTERED
Nov 10, 2025 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Nov 10, 2025 CRFA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Nov 10, 2025 TROA
NOTIFICATION OF NON-FINAL ACTION E-MAILED
Oct 29, 2025 GNRN
NON-FINAL ACTION E-MAILED
Oct 29, 2025 GNRT
NON-FINAL ACTION WRITTEN
Oct 29, 2025 CNRT
ASSIGNED TO EXAMINER
Sep 15, 2025 DOCK
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Aug 29, 2025 NWOS
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Jun 12, 2025 TCCA
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Jun 12, 2025 CHAN
TEAS CHANGE OF OWNER ADDRESS RECEIVED
Jun 12, 2025 COAR
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Jun 11, 2025 ASGN
APPLICATION FILING RECEIPT MAILED
Apr 23, 2025 MAFR
NEW APPLICATION ENTERED
Apr 23, 2025 NWAP