TrademarkDir
SMARTWORKS ADVISER
LIVE

Serial Number

85204976

Owner

CETERA FINANCIAL HOLDINGS, INC.

Attorney

Dyan Finguerra-DuCharme

Filing Date

Dec 23, 2010

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SMARTWORKS ADVISER Trademark

Serial Number: 85204976 • Registration: 4165371

SMARTWORKS ADVISER is a trademark filed by CETERA FINANCIAL HOLDINGS, INC. on December 23, 2010. The trademark is classified under Class 36 (Insurance & Financial). The application is currently registered and active.

Owner Contact Info

CETERA FINANCIAL HOLDINGS, INC. (47 trademarks)

200 N. SEPULVEDA BLVD., SUITE 1200
EL SEGUNDO, CA 90245

Entity Type: 03

Trademark Details

Filing Date

December 23, 2010

Registration Date

June 26, 2012

Published for Opposition

November 1, 2011

Goods & Services

Financial services in the nature of providing a multi-functional intranet site, for use exclusively by investment adviser representatives, to facilitate the processing of managed accounts by providing generation of investment proposals, managing financial portfolio accounts, rebalancing portfolios, and maintaining information associated with financial accounts

Filing History

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Dec 31, 2022 NA89
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Dec 31, 2022 RNL1
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Dec 31, 2022 89AG
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Dec 31, 2022 APRE
TEAS SECTION 8 & 9 RECEIVED
Jun 14, 2022 E89R
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Nov 9, 2021 CHAN
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Nov 9, 2021 TCCA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Nov 9, 2021 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Nov 9, 2021 REAP
TEAS CHANGE OF OWNER ADDRESS RECEIVED
Nov 9, 2021 COAR
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Jun 26, 2021 REM2
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Oct 3, 2018 ASCK
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Mar 4, 2018 NA85
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Mar 4, 2018 C15A
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Mar 4, 2018 APRE
TEAS SECTION 8 & 15 RECEIVED
Feb 21, 2018 E815
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Jun 26, 2017 REM1
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Jun 8, 2016 ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Feb 3, 2016 ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
May 7, 2014 ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Aug 14, 2013 ASCK
REGISTERED-PRINCIPAL REGISTER
Jun 26, 2012 R.PR
NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
May 23, 2012 SUNA
LAW OFFICE REGISTRATION REVIEW COMPLETED
May 22, 2012 REGV
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
May 17, 2012 CNPR
STATEMENT OF USE PROCESSING COMPLETE
Apr 27, 2012 SUPC
CASE ASSIGNED TO INTENT TO USE PARALEGAL
Apr 25, 2012 AITU
USE AMENDMENT FILED
Apr 4, 2012 IUAF
TEAS STATEMENT OF USE RECEIVED
Apr 4, 2012 EISU
NOA E-MAILED - SOU REQUIRED FROM APPLICANT
Dec 27, 2011 NOAM
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Nov 1, 2011 NPUB
PUBLISHED FOR OPPOSITION
Nov 1, 2011 PUBO
LAW OFFICE PUBLICATION REVIEW COMPLETED
Sep 27, 2011 PREV
ASSIGNED TO LIE
Sep 26, 2011 ALIE
APPROVED FOR PUB - PRINCIPAL REGISTER
Sep 13, 2011 CNSA
EXAMINER'S AMENDMENT ENTERED
Sep 13, 2011 XAEC
NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Sep 13, 2011 GNEN
EXAMINERS AMENDMENT E-MAILED
Sep 13, 2011 GNEA
EXAMINERS AMENDMENT -WRITTEN
Sep 13, 2011 CNEA
NOTIFICATION OF FINAL REFUSAL EMAILED
Sep 3, 2011 GNFN
FINAL REFUSAL E-MAILED
Sep 3, 2011 GNFR
FINAL REFUSAL WRITTEN
Sep 3, 2011 CNFR
ASSIGNED TO EXAMINER
Aug 8, 2011 DOCK
TEAS/EMAIL CORRESPONDENCE ENTERED
Jul 20, 2011 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Jul 20, 2011 CRFA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Jul 20, 2011 TROA
NOTIFICATION OF NON-FINAL ACTION E-MAILED
Feb 22, 2011 GNRN
NON-FINAL ACTION E-MAILED
Feb 22, 2011 GNRT
NON-FINAL ACTION WRITTEN
Feb 22, 2011 CNRT
ASSIGNED TO EXAMINER
Feb 17, 2011 DOCK
NOTICE OF PSEUDO MARK MAILED
Jan 4, 2011 MPMK
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Jan 3, 2011 NWOS
NEW APPLICATION ENTERED
Dec 27, 2010 NWAP

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