TrademarkDir
SMARTWORKS
LIVE

Serial Number

77843508

Owner

CETERA FINANCIAL GROUP, INC.

Attorney

Dyan Finguerra-DuCharme

Filing Date

Oct 7, 2009

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SMARTWORKS Trademark

Serial Number: 77843508 • Registration: 3912040

SMARTWORKS is a trademark filed by CETERA FINANCIAL GROUP, INC. on October 7, 2009. The trademark is classified under Class 36 (Insurance & Financial), Class 35 (Advertising & Business). The application is currently registered and active.

Owner Contact Info

CETERA FINANCIAL GROUP, INC. (8 trademarks)

El Segundo, CA 90245

Entity Type: 03

CETERA BROKERS NETWORK, LLC (7 trademarks)

200 N. SEPULVEDA BLVD.
EL SEGUNDO, CA 90245

Entity Type: 16

ING North American Insurance Corporation (5 trademarks)

5780 Powers Ferry Road, N.W.
Atlanta, GA 303274390

Entity Type: 03

Trademark Details

Filing Date

October 7, 2009

Registration Date

January 25, 2011

Published for Opposition

September 21, 2010

Goods & Services

Financial services in the nature of providing a multi-functional intranet site, for use exclusively by registered representatives, to process the brokerage of securities and other investment product transactions in the nature of variable and fixed annuity products; financial research; online administration of securities and annuities accounts; providing online financial information featuring forms directly related to transacting securities and insurance business and financial economic commentary

Providing online marketing information for others in the fields of financial products and broker-dealer news and events

Filing History

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Nov 9, 2021 CHAN
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Nov 9, 2021 TCCA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Nov 9, 2021 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Nov 9, 2021 REAP
TEAS CHANGE OF OWNER ADDRESS RECEIVED
Nov 9, 2021 COAR
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Dec 18, 2020 NA89
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Dec 18, 2020 RNL1
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Dec 18, 2020 89AG
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Dec 18, 2020 APRE
TEAS SECTION 8 & 9 RECEIVED
Oct 5, 2020 E89R
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Jan 25, 2020 REM2
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Oct 3, 2018 ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Jun 8, 2016 ASCK
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Apr 2, 2016 NA85
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Apr 2, 2016 C15A
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Apr 2, 2016 APRE
TEAS SECTION 8 & 15 RECEIVED
Feb 5, 2016 E815
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Feb 3, 2016 ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
May 7, 2014 ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Aug 14, 2013 ASCK
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Jul 4, 2012 ASGN
REGISTERED-PRINCIPAL REGISTER
Jan 25, 2011 R.PR
NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
Dec 21, 2010 SUNA
LAW OFFICE REGISTRATION REVIEW COMPLETED
Dec 18, 2010 REGV
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Dec 14, 2010 CNPR
STATEMENT OF USE PROCESSING COMPLETE
Dec 13, 2010 SUPC
CASE ASSIGNED TO INTENT TO USE PARALEGAL
Dec 13, 2010 AITU
USE AMENDMENT FILED
Nov 23, 2010 IUAF
TEAS STATEMENT OF USE RECEIVED
Nov 23, 2010 EISU
NOA E-MAILED - SOU REQUIRED FROM APPLICANT
Nov 16, 2010 NOAM
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Sep 21, 2010 NPUB
PUBLISHED FOR OPPOSITION
Sep 21, 2010 PUBO
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Sep 9, 2010 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Sep 9, 2010 REAP
LAW OFFICE PUBLICATION REVIEW COMPLETED
Aug 14, 2010 PREV
APPROVED FOR PUB - PRINCIPAL REGISTER
Aug 12, 2010 CNSA
TEAS/EMAIL CORRESPONDENCE ENTERED
Jul 21, 2010 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Jul 21, 2010 CRFA
ASSIGNED TO LIE
Jul 19, 2010 ALIE
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Jul 14, 2010 ASGN
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Jul 7, 2010 TCCA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Jul 7, 2010 TROA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Jul 6, 2010 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Jul 6, 2010 REAP
NOTIFICATION OF NON-FINAL ACTION E-MAILED
Jan 7, 2010 GNRN
NON-FINAL ACTION E-MAILED
Jan 7, 2010 GNRT
NON-FINAL ACTION WRITTEN
Jan 7, 2010 CNRT
ASSIGNED TO EXAMINER
Jan 7, 2010 DOCK
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Oct 15, 2009 NWOS
NEW APPLICATION ENTERED
Oct 10, 2009 NWAP

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