ROTH CAPITAL
LIVE

Serial Number

90544710

Owner

Roth Capital Partners, LLC

Attorney

Darren M. Geliebter

First Use Date

Jan 15, 1984

Filing Date

Feb 24, 2021

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ROTH CAPITAL Trademark

Serial Number: 90544710 • Registration: 7033515

ROTH CAPITAL is a trademark filed by Roth Capital Partners, LLC on February 24, 2021. The trademark is classified under Class 36 (Insurance & Financial), Class 41 (Education & Entertainment), Class 35 (Advertising & Business). The application is currently registered and active.

Owner Contact Info

Roth Capital Partners, LLC (8 trademarks)

24 Corporate Plaza
Newport Beach, CA 92660

Entity Type: 16

Trademark Details

Filing Date

February 24, 2021

Registration Date

April 25, 2023

First Use Anywhere

January 15, 1984

First Use in Commerce

January 15, 1984

Published for Opposition

February 7, 2023

Goods & Services

Financial services, namely, helping public companies raise capital and create liquidity, specifically, capital investment services; Investment banking services; Trading services in the field of securities, finance, and investments, namely, brokerage of shares and other securities; Financial advisory services; Financial consulting services; Banking services; Financial and investment research and analysis services; Money management services, namely, investment management and financial management; brokerage services in the field of stocks, commodities, and insurance

Mergers and acquisitions advisory services, namely, acquisition and merger consultation; marketing services, namely, business marketing services

Conferences in the field of finance, investments, brokerage, banking, and insurance, namely, arranging and conducting business conferences

Filing History

NOTICE OF REGISTRATION CONFIRMATION EMAILED
Apr 25, 2023 NRCC
REGISTERED-PRINCIPAL REGISTER
Apr 25, 2023 R.PR
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Feb 7, 2023 NPUB
PUBLISHED FOR OPPOSITION
Feb 7, 2023 PUBO
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Jan 18, 2023 NONP
APPROVED FOR PUB - PRINCIPAL REGISTER
Dec 30, 2022 CNSA
TEAS/EMAIL CORRESPONDENCE ENTERED
Dec 17, 2022 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Dec 16, 2022 CRFA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Dec 16, 2022 TROA
NOTIFICATION OF NON-FINAL ACTION E-MAILED
Jun 16, 2022 GNRN
NON-FINAL ACTION E-MAILED
Jun 16, 2022 GNRT
NON-FINAL ACTION WRITTEN
Jun 16, 2022 CNRT
PREVIOUS ALLOWANCE WITHDRAWN-TIMELY AAU
Jun 16, 2022 ZZAX
WITHDRAWN FROM PUB - OG REVIEW QUERY
May 10, 2022 PBCR
APPROVED FOR PUB - PRINCIPAL REGISTER
Apr 26, 2022 CNSA
TEAS/EMAIL CORRESPONDENCE ENTERED
Mar 31, 2022 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Mar 31, 2022 CRFA
ASSIGNED TO LIE
Mar 30, 2022 ALIE
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Mar 28, 2022 TROA
NOTIFICATION OF NON-FINAL ACTION E-MAILED
Sep 27, 2021 GNRN
NON-FINAL ACTION E-MAILED
Sep 27, 2021 GNRT
NON-FINAL ACTION WRITTEN
Sep 27, 2021 CNRT
ASSIGNED TO EXAMINER
Sep 17, 2021 DOCK
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
May 25, 2021 NWOS
NEW APPLICATION ENTERED
Feb 27, 2021 NWAP