TrademarkDir
RIA-ONLY DOESN'T MEAN RIA ALONE
DEAD

Serial Number

85974364

Owner

Commonwealth Equity Services, Inc.

Attorney

Louis J. Franco

First Use Date

May 8, 2015

Filing Date

Jul 1, 2013

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RIA-ONLY DOESN'T MEAN RIA ALONE Trademark

Serial Number: 85974364 • Registration: 4777765

RIA-ONLY DOESN'T MEAN RIA ALONE is a trademark filed by Commonwealth Equity Services, Inc. on July 1, 2013. The trademark is classified under Class 36 (Insurance & Financial), Class 45 (Legal & Security Services), Class 35 (Advertising & Business). The application is currently no longer active.

Owner Contact Info

Commonwealth Equity Services, Inc. (30 trademarks)

One University Office Park
Waltham, MA 021543423

Entity Type: 03

Trademark Details

Filing Date

July 1, 2013

Registration Date

July 21, 2015

First Use Anywhere

May 8, 2015

First Use in Commerce

May 8, 2015

Published for Opposition

September 16, 2014

Cancellation Date

January 28, 2022

Goods & Services

Investment advisory services; providing investment, financial and financial asset management advice; financial planning and financial consulting services

Providing centralized business support for a network of independent investment advisors, namely, centralized account billing, preparation and dissemination of periodic asset-holdings statements, and preparation and dissemination of market reports; providing marketing support for independent investment advisors, by creating and designing web-based and paper-based promotional materials for dissemination by independent investment advisors to their clients and supplying paper-based marketing materials for dissemination by independent investment advisors to their clients; providing investment market research support and analysis for independent investment advisors

Providing regulatory compliance support to independent investment advisors, namely, compliance consulting services that assist investment advisors in ensuring that they are operating within federal and state securities and investment advisor-related laws and regulations

Filing History

CANCELLED SEC. 8 (6-YR)
Jan 28, 2022 C8..
REGISTERED-PRINCIPAL REGISTER
Jul 21, 2015 R.PR
NOTICE OF ACCEPTANCE OF STATEMENT OF USE MAILED
Jun 19, 2015 SUNA
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Jun 18, 2015 CNPR
STATEMENT OF USE PROCESSING COMPLETE
Jun 9, 2015 SUPC
CASE ASSIGNED TO INTENT TO USE PARALEGAL
Jun 4, 2015 AITU
USE AMENDMENT FILED
May 11, 2015 IUAF
TEAS STATEMENT OF USE RECEIVED
May 11, 2015 EISU
NOA MAILED - SOU REQUIRED FROM APPLICANT
Nov 11, 2014 NOAM
PUBLISHED FOR OPPOSITION
Sep 16, 2014 PUBO
NOTICE OF PUBLICATION
Aug 27, 2014 NPUB
LAW OFFICE PUBLICATION REVIEW COMPLETED
Aug 14, 2014 PREV
EXAMINERS AMENDMENT MAILED
Aug 14, 2014 CNEA
APPROVED FOR PUB - PRINCIPAL REGISTER
Aug 14, 2014 CNSA
EXAMINER'S AMENDMENT ENTERED
Aug 14, 2014 XAEC
EXAMINERS AMENDMENT -WRITTEN
Aug 14, 2014 CNEA
PREVIOUS ALLOWANCE COUNT WITHDRAWN
Aug 14, 2014 ZZZX
APPROVED FOR PUB - PRINCIPAL REGISTER
Aug 14, 2014 CNSA
TEAS/EMAIL CORRESPONDENCE ENTERED
Jul 28, 2014 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Jul 28, 2014 CRFA
ASSIGNED TO LIE
Jul 21, 2014 ALIE
NOTICE OF REVIVAL - MAILED
Jul 14, 2014 NREV
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Jul 14, 2014 TROA
PETITION TO REVIVE-GRANTED
Jul 14, 2014 PETG
TEAS PETITION TO REVIVE RECEIVED
Jul 14, 2014 PROA
ABANDONMENT NOTICE MAILED - FAILURE TO RESPOND
May 13, 2014 MAB2
ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE
May 13, 2014 ABN2
NON-FINAL ACTION MAILED
Oct 15, 2013 CNRT
NON-FINAL ACTION WRITTEN
Oct 11, 2013 CNRT
ASSIGNED TO EXAMINER
Oct 10, 2013 DOCK
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Jul 15, 2013 NWOS

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