TrademarkDir
RIA IN A BOX
LIVE

Serial Number

78858982

Owner

COMPLY TECHNOLOGIES INC.

Attorney

Michael A. Geller

First Use Date

Sep 3, 2005

Filing Date

Apr 11, 2006

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RIA IN A BOX Trademark

Serial Number: 78858982 • Registration: 3288058

RIA IN A BOX is a trademark filed by COMPLY TECHNOLOGIES INC. on April 11, 2006. The trademark is classified under Class 35 (Advertising & Business). The application is currently registered and active.

Owner Contact Info

COMPLY TECHNOLOGIES INC. (15 trademarks)

136 MADISON AVE
NEW YORK, NY 10016

Entity Type: 03

COMPLIANCE SCIENCE, INC. (9 trademarks)

136 MADISON AVENUE, 8TH FLOOR
NEW YORK, NY 10016

Entity Type: 03

RIA IN A BOX LLC (2 trademarks)

Suite 15C
New York, NY 10038

Entity Type: 16

RIA IN A BOX, INC.

108 WEST 39TH STREET
NEW YORK, NY 10018

Entity Type: 03

Gronich Wealth Management, Inc.

220 Thunderbird Drive, Suite 2
El Paso, TX 79912

Entity Type: 03

Trademark Details

Filing Date

April 11, 2006

Registration Date

September 4, 2007

First Use Anywhere

September 3, 2005

First Use in Commerce

September 3, 2005

Published for Opposition

June 19, 2007

Goods & Services

Business consultation services

Filing History

TEAS CHANGE OF CORRESPONDENCE RECEIVED
Nov 3, 2025 TCCA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Nov 3, 2025 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Nov 3, 2025 REAP
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Nov 3, 2025 CHAN
TEAS CHANGE OF OWNER ADDRESS RECEIVED
Nov 3, 2025 COAR
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
May 7, 2025 ASGN
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
May 8, 2024 ASGN
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Dec 21, 2022 CHAN
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Dec 21, 2022 TCCA
TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
Dec 21, 2022 EWAF
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Dec 21, 2022 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Dec 21, 2022 REAP
TEAS CHANGE OF OWNER ADDRESS RECEIVED
Dec 21, 2022 COAR
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Jun 14, 2017 NA89
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Jun 14, 2017 RNL1
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Jun 14, 2017 89AG
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Jun 14, 2017 APRE
TEAS SECTION 8 & 9 RECEIVED
Apr 25, 2017 E89R
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Sep 4, 2016 REM2
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Sep 7, 2013 NA85
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Sep 7, 2013 C15A
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Sep 7, 2013 APRE
REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
Aug 21, 2013 815F
TEAS SECTION 8 & 15 RECEIVED
Aug 21, 2013 E815
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Aug 20, 2013 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Aug 20, 2013 REAP
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Dec 21, 2011 ASGN
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Dec 14, 2011 ASGN
REGISTERED-PRINCIPAL REGISTER
Sep 4, 2007 R.PR
PUBLISHED FOR OPPOSITION
Jun 19, 2007 PUBO
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Jun 18, 2007 TCCA
UNDELIVERABLE MAIL - CORRESP. REMAILED
Jun 12, 2007 UNDR
ASSIGNED TO EXAMINER
Jun 12, 2007 DOCK
NOTICE OF PUBLICATION
May 30, 2007 NPUB
LAW OFFICE PUBLICATION REVIEW COMPLETED
Apr 17, 2007 PREV
ASSIGNED TO LIE
Apr 17, 2007 ALIE
APPROVED FOR PUB - PRINCIPAL REGISTER
Mar 26, 2007 CNSA
TEAS/EMAIL CORRESPONDENCE ENTERED
Jan 6, 2007 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Jan 5, 2007 CRFA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Jan 5, 2007 TROA
NON-FINAL ACTION E-MAILED
Sep 28, 2006 GNRT
NON-FINAL ACTION WRITTEN
Sep 28, 2006 CNRT
ASSIGNED TO EXAMINER
Sep 19, 2006 DOCK
NEW APPLICATION ENTERED
Apr 18, 2006 NWAP

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