TrademarkDir
RIA COMPLIANCE CONCEPTS
LIVE

Serial Number

87633599

Owner

RIA COMPLIANCE CONCEPTS LLC

Attorney

Victoria Walker

First Use Date

Aug 1, 2017

Filing Date

Oct 4, 2017

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RIA COMPLIANCE CONCEPTS Trademark

Serial Number: 87633599 • Registration: 5609766

RIA COMPLIANCE CONCEPTS is a trademark filed by RIA COMPLIANCE CONCEPTS LLC on October 4, 2017. The trademark is classified under Class 45 (Legal & Security Services). The application is currently registered and active.

Owner Contact Info

RIA COMPLIANCE CONCEPTS LLC

13359 N. Highway 183 Suite 406-649
Austin, TX 78750

Entity Type: 16

Trademark Details

Filing Date

October 4, 2017

Registration Date

November 20, 2018

First Use Anywhere

August 1, 2017

First Use in Commerce

August 21, 2017

Published for Opposition

September 4, 2018

Goods & Services

Fiduciary compliance consulting, namely, consulting in the field of federal securities regulations governing investment advisory activities

Filing History

NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED
Mar 19, 2025 NAS8
REGISTERED - SEC. 8 (6-YR) ACCEPTED
Mar 19, 2025 8.OK
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Mar 19, 2025 APRE
TEAS SECTION 8 RECEIVED
Aug 2, 2024 ES8R
TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
Jun 13, 2024 EWAF
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Jun 13, 2024 TCCA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Jun 13, 2024 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Jun 13, 2024 REAP
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Jun 13, 2024 CHAN
TEAS CHANGE OF OWNER ADDRESS RECEIVED
Jun 13, 2024 COAR
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Nov 20, 2023 REM1
REGISTERED-PRINCIPAL REGISTER
Nov 20, 2018 R.PR
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Sep 4, 2018 NPUB
PUBLISHED FOR OPPOSITION
Sep 4, 2018 PUBO
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Aug 15, 2018 NONP
APPROVED FOR PUB - PRINCIPAL REGISTER
Jul 23, 2018 CNSA
TEAS/EMAIL CORRESPONDENCE ENTERED
Jul 13, 2018 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Jul 13, 2018 CRFA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Jul 13, 2018 TROA
NOTIFICATION OF NON-FINAL ACTION E-MAILED
Jan 17, 2018 GNRN
NON-FINAL ACTION E-MAILED
Jan 17, 2018 GNRT
NON-FINAL ACTION WRITTEN
Jan 17, 2018 CNRT
ASSIGNED TO EXAMINER
Jan 12, 2018 DOCK
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Oct 11, 2017 NWOS
NEW APPLICATION ENTERED
Oct 7, 2017 NWAP

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