RENDITION Trademark

Business consulting services in the field of corporate governance, enterprise risk management, operational risk management, conduct risk management, internal controls, third-party and vendor risk management, supervisory systems and controls, and compliance operations; Business consulting services in the field of business process improvement, remediation management, business continuity, operational resilience, and governance of business risk-management programs; Business risk assessment services; Business risk management; Business risk management consultation; Business auditing; Business data analysis; Market intelligence services; Competitive intelligence services; Compilation of information into computer databases

Training services in the field of financial-services regulatory compliance, governance, risk management, trade and transaction surveillance, communications surveillance, employee supervision, employee-trading compliance, market conduct, internal controls, and regulatory-examination readiness; Training services in the field of anti-money-laundering compliance, sanctions compliance, know-your-customer compliance, customer-due-diligence compliance, best execution, suitability, investment-recommendation compliance, cybersecurity compliance, and data-privacy compliance; Training services in the field of artificial-intelligence governance, model-risk management, financial risk management, operational risk management, enterprise risk management, conduct risk management, quantitative analytics, and use of compliance, surveillance, risk-management, and financial-analytics software

Downloadable computer software for monitoring securities trades and transactions for regulatory compliance; trade surveillance; securities market surveillance; electronic communications surveillance; monitoring employee trading activity and employee conduct for regulatory compliance; and detecting market abuse, insider trading, market manipulation, conflicts of interest, fraud, and suspicious activity; Downloadable computer software for anti-money-laundering transaction monitoring; sanctions screening; know-your-customer and customer-due-diligence compliance monitoring; monitoring best execution, investment suitability, and investment recommendations for regulatory compliance; and managing regulatory examination readiness; Downloadable computer software for financial risk analysis; operational risk analysis; enterprise risk analysis; conduct risk analysis; quantitative financial analysis; statistical analysis; predictive analytics; financial and risk modeling; scenario analysis; stress testing; backtesting; simulation; time-series analysis; pattern recognition; anomaly detection; risk scoring; and alert generation; Downloadable computer software for analyzing structured and unstructured data using artificial intelligence and machine learning; natural-language processing; semantic search; information retrieval; generating and analyzing text and data using generative artificial intelligence; orchestrating artificial-intelligence agents; and automating compliance, surveillance, risk-management, and investigation workflows; Downloadable computer software for entity resolution; relationship mapping; link analysis; graph analytics; network analysis; creating, managing, and analyzing knowledge graphs; mapping corporate ownership, beneficial ownership, business relationships, and affiliations; and visualizing entity, relationship, risk, and financial data; Downloadable computer software for data ingestion; data extraction; data aggregation; data integration; data fusion; data normalization; data enrichment; data validation; data transformation; data provenance and lineage tracking; database management; creating searchable databases; and application programming interface integration; Downloadable computer software for electronic recordkeeping and records retention; reconstructing securities orders and trades; case management; investigation management; audit management; assessment management; internal-controls management; policy management; evidence management; issue tracking and remediation; regulatory-change management; and regulatory reporting; Downloadable computer software for complaints management; third-party and vendor risk management; cybersecurity compliance and risk management; data-privacy compliance management; artificial-intelligence governance; model-risk management; supervisory-controls management; compliance monitoring; workflow automation; and data visualization; Downloadable databases in the field of financial markets, securities, trading activity, market data, financial risk, and regulatory requirements; Downloadable databases in the field of corporate ownership, beneficial ownership, business entities and affiliations, sanctions, financial-crime risk, market conduct, and regulatory information

Regulatory compliance consulting in the field of financial services, banking, securities, commodities, derivatives, broker-dealer operations, investment-advisory operations, insurance, financial technology, payments, and lending; Regulatory compliance consulting in the field of anti-money laundering, economic sanctions, know-your-customer requirements, customer due diligence, best execution, suitability, investment recommendations, market conduct, books-and-records requirements, and regulatory reporting; Regulatory compliance consulting in the field of consumer-financial-protection requirements, fair-lending requirements, lending and servicing requirements, payments regulation, financial-crime compliance, complaint-management requirements, and regulatory-examination readiness; Regulatory compliance auditing; Reviewing standards and practices to assure compliance with anti-corruption laws and regulations; Regulatory compliance consulting in the field of trade surveillance, electronic communications compliance, employee-trading compliance, conflicts of interest, supervisory systems and controls, cybersecurity regulation, data-privacy regulation, artificial-intelligence governance, and model-risk governance; Tracking and monitoring regulatory requirements in the field of financial services, banking, securities, commodities, derivatives, broker-dealer operations, investment-advisory operations, insurance, financial technology, payments, and lending for regulatory compliance purposes; Tracking and monitoring regulatory requirements in the field of anti-money laundering, economic sanctions, consumer financial protection, fair lending, market conduct, books-and-records requirements, cybersecurity, data privacy, artificial-intelligence governance, model-risk governance, and supervisory systems and controls for regulatory compliance purposes; Providing regulatory compliance information in the field of financial services, banking, securities, commodities, derivatives, broker-dealer operations, investment-advisory operations, insurance, financial technology, payments, lending, anti-money laundering, economic sanctions, know-your-customer requirements, customer due diligence, market conduct, cybersecurity, data privacy, artificial-intelligence governance, and model-risk governance via a website; Providing an online computer database containing regulatory compliance information in the field of financial services, banking, securities, commodities, derivatives, broker-dealer operations, investment-advisory operations, insurance, financial technology, payments, lending, anti-money laundering, economic sanctions, know-your-customer requirements, customer due diligence, market conduct, cybersecurity, data privacy, artificial-intelligence governance, and model-risk governance

Financial analysis; Financial research; Financial risk assessment services; Financial risk management consultation; Providing financial information; Providing financial information via a web site; Providing stock/securities market information

Software as a service (SAAS) services featuring software for monitoring securities trades and transactions for regulatory compliance; trade surveillance; securities market surveillance; electronic communications surveillance; monitoring employee trading activity and employee conduct for regulatory compliance; and detecting market abuse, insider trading, market manipulation, conflicts of interest, fraud, and suspicious activity; Software as a service (SAAS) services featuring software for anti-money-laundering transaction monitoring; sanctions screening; know-your-customer and customer-due-diligence compliance monitoring; monitoring best execution, investment suitability, and investment recommendations for regulatory compliance; and managing regulatory examination readiness; Software as a service (SAAS) services featuring software for financial risk analysis; operational risk analysis; enterprise risk analysis; conduct risk analysis; quantitative financial analysis; statistical analysis; predictive analytics; financial and risk modeling; scenario analysis; stress testing; backtesting; simulation; time-series analysis; pattern recognition; anomaly detection; risk scoring; and alert generation; Software as a service (SAAS) services featuring software for analyzing structured and unstructured data using artificial intelligence and machine learning; natural-language processing; semantic search; information retrieval; generating and analyzing text and data using generative artificial intelligence; orchestrating artificial-intelligence agents; and automating compliance, surveillance, risk-management, and investigation workflows; Software as a service (SAAS) services featuring software for entity resolution; relationship mapping; link analysis; graph analytics; network analysis; creating, managing, and analyzing knowledge graphs; mapping corporate ownership, beneficial ownership, business relationships, and affiliations; and visualizing entity, relationship, risk, and financial data; Software as a service (SAAS) services featuring software for data ingestion; data extraction; data aggregation; data integration; data fusion; data normalization; data enrichment; data validation; data transformation; data provenance and lineage tracking; database management; creating searchable databases; and application programming interface integration; Software as a service (SAAS) services featuring software for electronic recordkeeping and records retention; reconstructing securities orders and trades; case management; investigation management; audit management; assessment management; internal-controls management; policy management; evidence management; issue tracking and remediation; regulatory-change management; and regulatory reporting; Software as a service (SAAS) services featuring software for complaints management; third-party and vendor risk management; cybersecurity compliance and risk management; data-privacy compliance management; artificial-intelligence governance; model-risk management; supervisory-controls management; compliance monitoring; workflow automation; and data visualization; Artificial intelligence as a service (AIAAS) services featuring software using artificial intelligence (AI) for analyzing financial, trading, communications, compliance, and risk data; detecting anomalous activity, market abuse, fraud, and regulatory-compliance risks; natural-language processing; semantic search; entity resolution; relationship and network analysis; knowledge-graph analysis; predictive analytics; risk scoring; alert generation; and generating analytical reports; Artificial intelligence as a service (AIAAS) services featuring software using artificial intelligence (AI) for orchestrating artificial-intelligence agents; automating compliance, surveillance, risk-management, and investigation workflows; generating and analyzing text and data using generative artificial intelligence; and supporting decision-making in financial-services regulatory compliance and risk management; Electronic data storage; Application service provider featuring application programming interface (API) software