TrademarkDir
REGULATORY COMPLIANCE
DEAD

Serial Number

85548026

Owner

Regulatory Compliance, LLC

Attorney

Scott E. Benfield

First Use Date

Jul 1, 2006

Filing Date

Feb 21, 2012

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REGULATORY COMPLIANCE Trademark

Serial Number: 85548026 • Registration: 4377304

REGULATORY COMPLIANCE is a trademark filed by Regulatory Compliance, LLC on February 21, 2012. The trademark is classified under Class 45 (Legal & Security Services), Class 35 (Advertising & Business). The application is currently no longer active.

Owner Contact Info

Regulatory Compliance, LLC (3 trademarks)

12 Parmenter Road
Londonderry, NH 03053

Entity Type: 16

Trademark Details

Filing Date

February 21, 2012

Registration Date

July 30, 2013

First Use Anywhere

July 1, 2006

First Use in Commerce

July 1, 2006

Published for Opposition

January 1, 2013

Cancellation Date

February 9, 2024

Goods & Services

preparation and filing of compliance reports in the nature of financial reports

regulatory compliance consulting in the fields of broker-dealer, investment advisor, hedge fund, private equity fund and venture capital fund compliance in accordance with Securities and Exchange Commission rules and regulations

Filing History

CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
Feb 9, 2024 CAEX
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Aug 17, 2022 CHAN
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Aug 17, 2022 TCCA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Aug 17, 2022 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Aug 17, 2022 REAP
TEAS CHANGE OF OWNER ADDRESS RECEIVED
Aug 17, 2022 COAR
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Jul 30, 2022 REM2
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Oct 13, 2021 ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Jan 23, 2019 ASCK
NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED
Aug 18, 2018 NAS8
REGISTERED - SEC. 8 (6-YR) ACCEPTED
Aug 18, 2018 8.OK
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Aug 18, 2018 APRE
TEAS SECTION 8 RECEIVED
Aug 13, 2018 ES8R
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Aug 13, 2018 TCCA
REGISTERED-PRINCIPAL REGISTER
Jul 30, 2013 R.PR
NOTICE OF ACCEPTANCE OF STATEMENT OF USE MAILED
Jun 28, 2013 SUNA
LAW OFFICE REGISTRATION REVIEW COMPLETED
Jun 27, 2013 REGV
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Jun 26, 2013 CNPR
STATEMENT OF USE PROCESSING COMPLETE
Jun 26, 2013 SUPC
CASE ASSIGNED TO INTENT TO USE PARALEGAL
Jun 20, 2013 AITU
USE AMENDMENT FILED
May 23, 2013 IUAF
TEAS STATEMENT OF USE RECEIVED
May 23, 2013 EISU
ASSIGNED TO EXAMINER
May 6, 2013 DOCK
NOA MAILED - SOU REQUIRED FROM APPLICANT
Feb 26, 2013 NOAM
PUBLISHED FOR OPPOSITION
Jan 1, 2013 PUBO
NOTICE OF PUBLICATION
Dec 12, 2012 NPUB
LAW OFFICE PUBLICATION REVIEW COMPLETED
Nov 29, 2012 PREV
EXAMINERS AMENDMENT MAILED
Nov 28, 2012 CNEA
APPROVED FOR PUB - PRINCIPAL REGISTER
Nov 28, 2012 CNSA
EXAMINER'S AMENDMENT ENTERED
Nov 28, 2012 XAEC
EXAMINERS AMENDMENT -WRITTEN
Nov 28, 2012 CNEA
PREVIOUS ALLOWANCE COUNT WITHDRAWN
Nov 28, 2012 ZZZX
WITHDRAWN FROM PUB - OG REVIEW QUERY
Nov 25, 2012 PBCR
LAW OFFICE PUBLICATION REVIEW COMPLETED
Nov 15, 2012 PREV
ASSIGNED TO LIE
Nov 14, 2012 ALIE
EXAMINERS AMENDMENT MAILED
Oct 31, 2012 CNEA
APPROVED FOR PUB - PRINCIPAL REGISTER
Oct 30, 2012 CNSA
EXAMINER'S AMENDMENT ENTERED
Oct 30, 2012 XAEC
EXAMINERS AMENDMENT -WRITTEN
Oct 30, 2012 CNEA
TEAS/EMAIL CORRESPONDENCE ENTERED
Oct 26, 2012 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Oct 26, 2012 CRFA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Oct 26, 2012 TROA
NON-FINAL ACTION MAILED
Jun 5, 2012 CNRT
NON-FINAL ACTION WRITTEN
Jun 4, 2012 CNRT
ASSIGNED TO EXAMINER
Jun 1, 2012 DOCK
NOTICE OF DESIGN SEARCH CODE MAILED
Feb 29, 2012 MDSC
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Feb 28, 2012 NWOS
NEW APPLICATION ENTERED
Feb 24, 2012 NWAP

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