REGFIN Trademark

Software as a service (SAAS) services featuring software using artificial intelligence (AI) for analyzing regulatory compliance data and generating compliance recommendations; transcribing, summarizing, and extracting information from audio and video recordings of meetings; and capturing and organizing meeting notes, for financial services firms; Software as a service (SAAS) services featuring software for regulatory compliance management, reviewing and approving advertising and marketing communications for regulatory compliance, archiving and retention of electronic communications, monitoring securities trades and processing trade preclearance requests, preparing regulatory filings and disclosure forms, vendor due diligence and vendor risk management, customer relationship management (CRM), and document management, for financial services firms