TrademarkDir
PROSPECT MANAGEMENT
LIVE

Serial Number

78417697

Owner

PROSPECT CAPITAL INVESTMENT MANAGEMENT, LLC

First Use Date

Feb 1, 2001

Filing Date

May 12, 2004

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PROSPECT MANAGEMENT Trademark

Serial Number: 78417697 • Registration: 3136647

PROSPECT MANAGEMENT is a trademark filed by PROSPECT CAPITAL INVESTMENT MANAGEMENT, LLC on May 12, 2004. The trademark is classified under Class 36 (Insurance & Financial). The application is currently registered and active.

Owner Contact Info

PROSPECT CAPITAL INVESTMENT MANAGEMENT, LLC (16 trademarks)

NEW YORK, NY 10016

Entity Type: 16

PSV I (5 trademarks)

44th Floor
New York, NY 10016

Entity Type: 16

Trademark Details

Filing Date

May 12, 2004

Registration Date

August 29, 2006

First Use Anywhere

February 1, 2001

First Use in Commerce

February 1, 2001

Published for Opposition

October 11, 2005

Goods & Services

Financial services, namely, asset management and financial advisory services

Filing History

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Aug 29, 2025 REM2
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Oct 31, 2016 NA89
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Oct 31, 2016 RNL1
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Oct 31, 2016 89AG
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Oct 31, 2016 APRE
TEAS SECTION 8 & 9 RECEIVED
Aug 17, 2016 E89R
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Aug 17, 2016 TCCA
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Aug 29, 2015 REM2
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Nov 5, 2014 ASGN
NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED
Aug 27, 2012 NAS8
REGISTERED - SEC. 8 (6-YR) ACCEPTED
Aug 27, 2012 8.OK
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Aug 27, 2012 APRE
TEAS SECTION 8 RECEIVED
Aug 6, 2012 ES8R
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Aug 6, 2012 TCCA
REGISTERED-PRINCIPAL REGISTER
Aug 29, 2006 R.PR
LAW OFFICE REGISTRATION REVIEW COMPLETED
Jul 12, 2006 REGV
ASSIGNED TO LIE
Jul 7, 2006 ALIE
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Jul 5, 2006 CNPR
STATEMENT OF USE PROCESSING COMPLETE
Jun 30, 2006 SUPC
USE AMENDMENT FILED
Jun 30, 2006 IUAF
TEAS STATEMENT OF USE RECEIVED
Jun 14, 2006 EISU
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Mar 16, 2006 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Mar 16, 2006 REAP
NOA MAILED - SOU REQUIRED FROM APPLICANT
Jan 3, 2006 NOAM
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Dec 29, 2005 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Dec 29, 2005 REAP
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Dec 29, 2005 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Dec 29, 2005 REAP
PUBLISHED FOR OPPOSITION
Oct 11, 2005 PUBO
NOTICE OF PUBLICATION
Sep 21, 2005 NPUB
LAW OFFICE PUBLICATION REVIEW COMPLETED
Jun 28, 2005 PREV
ASSIGNED TO LIE
Jun 24, 2005 ALIE
APPROVED FOR PUB - PRINCIPAL REGISTER
Jun 22, 2005 CNSA
TEAS/EMAIL CORRESPONDENCE ENTERED
Jun 17, 2005 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Jun 10, 2005 CRFA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Jun 10, 2005 TROA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Jun 10, 2005 TROA
FAX SENT
Jan 5, 2005 FAXX
NON-FINAL ACTION E-MAILED
Dec 13, 2004 GNRT
NON-FINAL ACTION WRITTEN
Dec 13, 2004 CNRT
ASSIGNED TO EXAMINER
Dec 10, 2004 DOCK
NEW APPLICATION ENTERED
May 19, 2004 NWAP

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