HOLT
LIVE

Serial Number

78947419

Owner

UBS SECURITIES LLC

Attorney

Monica B. Richman

First Use Date

Jan 31, 2002

Filing Date

Aug 8, 2006

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HOLT Trademark

Serial Number: 78947419 • Registration: 3467951

HOLT is a trademark filed by UBS SECURITIES LLC on August 8, 2006. The trademark is classified under Class 36 (Insurance & Financial), Class 41 (Education & Entertainment), Class 16 (Paper Goods), Class 35 (Advertising & Business). The application is currently registered and active.

Owner Contact Info

UBS SECURITIES LLC (10 trademarks)

299 Park Avenue
New York, NY 101710026

Entity Type: 16

UBS AG LONDON BRANCH

5 BROADGATE
LONDON EC2M 2QS , GB

Entity Type: 99

CSFB HOLT LLC (23 trademarks)

11 MADISON AVENUE
NEW YORK, NY 10010

Entity Type: 16

Trademark Details

Filing Date

August 8, 2006

Registration Date

July 15, 2008

First Use Anywhere

January 31, 2002

First Use in Commerce

January 31, 2002

Published for Opposition

April 29, 2008

Goods & Services

Educational services, namely, conducting training sessions, seminars, workshops, and classes, which provide instruction in techniques for evaluation of securities and company performance

Informational reports and market commentaries dealing with investment strategies, financial analysis, and techniques for evaluation of securities

Providing methodology, metrics and data for analyzing performance and valuation of companies

Financial planning and investment advisory services

Filing History

AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Jun 3, 2026 ASGN
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Aug 8, 2022 TCCA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Aug 8, 2022 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Aug 8, 2022 REAP
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Jul 30, 2018 NA89
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Jul 30, 2018 RNL1
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Jul 30, 2018 89AG
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Jul 30, 2018 APRE
TEAS SECTION 8 & 9 RECEIVED
Jul 16, 2018 E89R
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Jul 15, 2017 REM2
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Jul 31, 2014 NA85
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Jul 31, 2014 C15A
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Jul 31, 2014 APRE
TEAS SECTION 8 & 15 RECEIVED
Jul 15, 2014 E815
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Jun 25, 2013 TCCA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Aug 31, 2011 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Aug 31, 2011 REAP
REGISTERED-PRINCIPAL REGISTER
Jul 15, 2008 R.PR
PUBLISHED FOR OPPOSITION
Apr 29, 2008 PUBO
NOTICE OF PUBLICATION
Apr 9, 2008 NPUB
LAW OFFICE PUBLICATION REVIEW COMPLETED
Mar 21, 2008 PREV
ASSIGNED TO LIE
Mar 21, 2008 ALIE
APPROVED FOR PUB - PRINCIPAL REGISTER
Mar 3, 2008 CNSA
TEAS/EMAIL CORRESPONDENCE ENTERED
Feb 22, 2008 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Feb 22, 2008 CRFA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Feb 22, 2008 TROA
NOTIFICATION OF NON-FINAL ACTION E-MAILED
Feb 22, 2008 GNRN
NON-FINAL ACTION E-MAILED
Feb 22, 2008 GNRT
NON-FINAL ACTION WRITTEN
Feb 22, 2008 CNRT
TEAS/EMAIL CORRESPONDENCE ENTERED
Feb 21, 2008 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Feb 21, 2008 CRFA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Feb 21, 2008 TROA
NOTIFICATION OF NON-FINAL ACTION E-MAILED
Jan 30, 2008 GNRN
NON-FINAL ACTION E-MAILED
Jan 30, 2008 GNRT
NON-FINAL ACTION WRITTEN
Jan 30, 2008 CNRT
USE AMENDMENT ACCEPTED
Jan 30, 2008 IUAA
TEAS/EMAIL CORRESPONDENCE ENTERED
Jan 18, 2008 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Jan 18, 2008 CRFA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Jan 18, 2008 TROA
AMENDMENT TO USE PROCESSING COMPLETE
Jan 16, 2008 AUPC
USE AMENDMENT FILED
Jan 16, 2008 IUAF
TEAS AMENDMENT OF USE RECEIVED
Jan 15, 2008 EAAU
NOTIFICATION OF NON-FINAL ACTION E-MAILED
Jul 21, 2007 GNRN
NON-FINAL ACTION E-MAILED
Jul 21, 2007 GNRT
NON-FINAL ACTION WRITTEN
Jul 21, 2007 CNRT
TEAS/EMAIL CORRESPONDENCE ENTERED
Jul 2, 2007 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Jul 2, 2007 CRFA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Jul 2, 2007 TROA
ATTORNEY REVIEW COMPLETED
Feb 8, 2007 ATRV
DIVISIONAL PROCESSING COMPLETE
Feb 8, 2007 DPCC
ASSIGNED TO LIE
Feb 3, 2007 ALIE
DIVISIONAL REQUEST RECEIVED
Jan 11, 2007 DRRR
PAPER RECEIVED
Jan 11, 2007 MAIL
NON-FINAL ACTION E-MAILED
Jan 3, 2007 GNRT
NON-FINAL ACTION WRITTEN
Jan 3, 2007 CNRT
ASSIGNED TO EXAMINER
Jan 3, 2007 DOCK
NEW APPLICATION ENTERED
Aug 11, 2006 NWAP