TrademarkDir
GUGGENHEIM INVESTMENTS
LIVE

Serial Number

85398377

Owner

GUGGENHEIM CAPITAL, LLC

Attorney

Richard Y. Kim

First Use Date

Sep 20, 2011

Filing Date

Aug 15, 2011

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GUGGENHEIM INVESTMENTS Trademark

Serial Number: 85398377 • Registration: 4162457

GUGGENHEIM INVESTMENTS is a trademark filed by GUGGENHEIM CAPITAL, LLC on August 15, 2011. The trademark is classified under Class 36 (Insurance & Financial). The application is currently registered and active.

Owner Contact Info

GUGGENHEIM CAPITAL, LLC (46 trademarks)

Chicago, IL 60606

Entity Type: 16

Trademark Details

Filing Date

August 15, 2011

Registration Date

June 19, 2012

First Use Anywhere

September 20, 2011

First Use in Commerce

September 20, 2011

Published for Opposition

January 17, 2012

Goods & Services

Financial advisory and consultancy services; Financial affairs and monetary affairs, namely, financial information, management and analysis services; Financial and investment services, namely, asset and investment acquisition, consultation, advisory and development; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial planning and investment advisory services; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Information, advisory, consultancy and research services relating to finance and investments; Investment of funds for others; Investment services, namely, asset acquisition, consultation, development and management services

Filing History

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Dec 4, 2021 NA89
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Dec 4, 2021 RNL1
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Dec 4, 2021 89AG
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Dec 3, 2021 APRE
TEAS SECTION 8 & 9 RECEIVED
Jul 8, 2021 E89R
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Jun 19, 2021 REM2
REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED
Jun 11, 2020 CORV
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Apr 24, 2020 CHAN
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Apr 24, 2020 TCCA
TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
Apr 24, 2020 EWAF
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Apr 24, 2020 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Apr 24, 2020 REAP
TEAS CHANGE OF OWNER ADDRESS RECEIVED
Apr 24, 2020 COAR
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Feb 7, 2018 NA85
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Feb 7, 2018 C15A
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Feb 7, 2018 APRE
TEAS SECTION 8 & 15 RECEIVED
Jan 23, 2018 E815
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Jun 19, 2017 REM1
REGISTERED-PRINCIPAL REGISTER
Jun 19, 2012 R.PR
NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
May 15, 2012 SUNA
LAW OFFICE REGISTRATION REVIEW COMPLETED
May 12, 2012 REGV
ASSIGNED TO LIE
May 11, 2012 ALIE
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Apr 26, 2012 CNPR
STATEMENT OF USE PROCESSING COMPLETE
Apr 24, 2012 SUPC
CASE ASSIGNED TO INTENT TO USE PARALEGAL
Apr 24, 2012 AITU
USE AMENDMENT FILED
Apr 2, 2012 IUAF
TEAS STATEMENT OF USE RECEIVED
Apr 2, 2012 EISU
NOA E-MAILED - SOU REQUIRED FROM APPLICANT
Mar 13, 2012 NOAM
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Jan 17, 2012 NPUB
PUBLISHED FOR OPPOSITION
Jan 17, 2012 PUBO
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Dec 28, 2011 NONP
APPROVED FOR PUB - PRINCIPAL REGISTER
Dec 6, 2011 CNSA
ASSIGNED TO EXAMINER
Dec 6, 2011 DOCK
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Aug 18, 2011 NWOS
NEW APPLICATION ENTERED
Aug 18, 2011 NWAP

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