TrademarkDir
GUGGENHEIM
LIVE

Serial Number

76450902

Owner

GUGGENHEIM CAPITAL, LLC

Attorney

Richard Y. Kim

Filing Date

Sep 13, 2002

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GUGGENHEIM Trademark

Serial Number: 76450902 • Registration: 3121127

GUGGENHEIM is a trademark filed by GUGGENHEIM CAPITAL, LLC on September 13, 2002. The trademark is classified under Class 36 (Insurance & Financial), Class 41 (Education & Entertainment), Class 16 (Paper Goods). The application is currently registered and active.

Owner Contact Info

GUGGENHEIM CAPITAL, LLC (46 trademarks)

Chicago, IL 60606

Entity Type: 16

Guggenheim Brothers (3 trademarks)

527 Madison Avenue
New York, NY 10022

Entity Type: 02

GUGGENHEIM BROTHERS, LLC (6 trademarks)

527 MADISON AVENUE
NEW YORK, NY 10022

Entity Type: 16

Trademark Details

Filing Date

September 13, 2002

Registration Date

July 25, 2006

Published for Opposition

September 7, 2004

Goods & Services

Providing information, advice and consulting in the fields of finance, insurance, business, banking, asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and asset management services; investment of funds for others; securitization, structuring and administration of investment assets; securities and investment brokerage services; investment banking services; trust services, namely, investment and trust company services; and providing online electronic databases in the fields of finance, business, banking, asset management and investment

Educational services, namely, conducting classes, seminars, conferences and workshops in the fields of finance, insurance, business, banking, asset management and investment; and providing online magazines and newsletters in the fields of finance, insurance, business, banking, asset management and investment

Printed matter, namely, books, brochures, and newsletters featuring finance, business, insurance, banking, asset management and investment

Filing History

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Jan 14, 2026 NA89
REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
Jan 14, 2026 RNL2
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Jan 14, 2026 89AG
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Jan 14, 2026 APRE
TEAS SECTION 8 & 9 RECEIVED
Oct 8, 2025 E89R
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Jul 25, 2025 REM2
REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED
Jun 11, 2020 CORV
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Apr 24, 2020 CHAN
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Apr 24, 2020 TCCA
TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
Apr 24, 2020 EWAF
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Apr 24, 2020 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Apr 24, 2020 REAP
TEAS CHANGE OF OWNER ADDRESS RECEIVED
Apr 24, 2020 COAR
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Oct 5, 2016 NA89
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Oct 5, 2016 RNL1
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Oct 5, 2016 89AG
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Oct 5, 2016 APRE
TEAS SECTION 8 & 9 RECEIVED
Jul 22, 2016 E89R
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Jul 25, 2015 REM2
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Mar 31, 2012 NA85
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Mar 31, 2012 C15A
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Mar 31, 2012 APRE
TEAS SECTION 8 & 15 RECEIVED
Feb 29, 2012 E815
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Aug 15, 2007 ASGN
EXPARTE APPEAL TERMINATED
Jul 25, 2006 EXPT
REGISTERED-PRINCIPAL REGISTER
Jul 25, 2006 R.PR
LAW OFFICE REGISTRATION REVIEW COMPLETED
Jun 8, 2006 REGV
ASSIGNED TO LIE
Jun 2, 2006 ALIE
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
May 30, 2006 CNPR
NON-FINAL ACTION MAILED
Apr 19, 2006 CNRT
SU - NON-FINAL ACTION - WRITTEN
Apr 18, 2006 CNRT
ASSIGNED TO EXAMINER
Apr 6, 2006 DOCK
STATEMENT OF USE PROCESSING COMPLETE
Sep 14, 2005 SUPC
USE AMENDMENT FILED
Sep 6, 2005 IUAF
TEAS STATEMENT OF USE RECEIVED
Sep 6, 2005 EISU
SOU EXTENSION 1 GRANTED
Jun 9, 2005 EX1G
SOU TEAS EXTENSION RECEIVED
May 31, 2005 EEXT
SOU EXTENSION 1 FILED
May 30, 2005 EXT1
NOA MAILED - SOU REQUIRED FROM APPLICANT
Nov 30, 2004 NOAM
PUBLISHED FOR OPPOSITION
Sep 7, 2004 PUBO
NOTICE OF PUBLICATION
Aug 18, 2004 NPUB
APPROVED FOR PUB - PRINCIPAL REGISTER
Jun 25, 2004 CNSA
EX PARTE APPEAL-INSTITUTED
Jun 10, 2004 EXPI
CORRESPONDENCE RECEIVED IN LAW OFFICE
Jun 4, 2004 CRFA
PAPER RECEIVED
Jun 4, 2004 MAIL
PAPER RECEIVED
Jun 4, 2004 MAIL
FINAL REFUSAL MAILED
Dec 5, 2003 CNFR
ASSIGNED TO EXAMINER
Oct 31, 2003 DOCK
CASE FILE IN TICRS
Oct 24, 2003 CFIT
CORRESPONDENCE RECEIVED IN LAW OFFICE
Sep 29, 2003 CRFA
PAPER RECEIVED
Sep 29, 2003 MAIL
NON-FINAL ACTION MAILED
Mar 28, 2003 CNRT
ASSIGNED TO EXAMINER
Mar 19, 2003 DOCK

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