TrademarkDir
ETF DIRECT
LIVE

Serial Number

86372125

Owner

COWEN EXECUTION SERVICES LLC

Attorney

Douglas A. Rettew

First Use Date

Aug 30, 2015

Filing Date

Aug 20, 2014

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ETF DIRECT Trademark

Serial Number: 86372125 • Registration: 4929263

ETF DIRECT is a trademark filed by COWEN EXECUTION SERVICES LLC on August 20, 2014. The trademark is classified under Class 36 (Insurance & Financial), Class 42 (Computer & Scientific). The application is currently registered and active.

Owner Contact Info

COWEN EXECUTION SERVICES LLC (3 trademarks)

1633 BROADWAY
NEW YORK, NY 10019

Entity Type: 16

COWEN AND COMPANY, LLC

599 LEXINGTON AVENUE
NEW YORK, NY 10022

Entity Type: 16

ConvergEx Execution Solutions LLC

1633 Broadway
New York, NY 10019

Entity Type: 16

Trademark Details

Filing Date

August 20, 2014

Registration Date

March 29, 2016

First Use Anywhere

August 30, 2015

First Use in Commerce

August 30, 2015

Goods & Services

[ Providing an automated platform as a service (PAAS) featuring computer services, namely, providing an automated computer web-based platform which allows for the execution of trades involving exchange traded funds; providing an on-line non-downloadable Internet-based system application featuring technology which allows for the execution of trades involving exchange traded funds ]

Providing financial trading and brokerage services on-line via the Internet involving exchange traded funds

Filing History

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
May 23, 2026 NA89
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
May 23, 2026 RNL1
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
May 23, 2026 89AG
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
May 23, 2026 APRE
TEAS SECTION 8 & 9 RECEIVED
Mar 18, 2026 E89R
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Mar 29, 2025 REM2
NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED
Apr 26, 2023 NAS8
REGISTERED - PARTIAL SEC. 8 (6-YR) ACCEPTED
Apr 26, 2023 8.PR
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Apr 24, 2023 APRE
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Nov 25, 2022 ASGN
TEAS SECTION 8 RECEIVED
Sep 19, 2022 ES8R
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Mar 29, 2021 REM1
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Mar 28, 2018 ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Nov 29, 2017 ASCK
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Sep 27, 2017 ASGN
REGISTERED-SUPPLEMENTAL REGISTER
Mar 29, 2016 R.SR
LAW OFFICE PUBLICATION REVIEW COMPLETED
Feb 22, 2016 PREV
ASSIGNED TO LIE
Feb 18, 2016 ALIE
NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED
Jan 16, 2016 AAUA
APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER
Jan 15, 2016 CNTA
USE AMENDMENT ACCEPTED
Jan 15, 2016 IUAA
AMENDMENT TO USE PROCESSING COMPLETE
Jan 14, 2016 AUPC
USE AMENDMENT FILED
Jan 14, 2016 IUAF
TEAS AMENDMENT OF USE RECEIVED
Jan 13, 2016 EAAU
TEAS/EMAIL CORRESPONDENCE ENTERED
Jan 13, 2016 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Jan 13, 2016 CRFA
TEAS REQUEST FOR RECONSIDERATION RECEIVED
Jan 13, 2016 ERFR
NOTIFICATION OF FINAL REFUSAL EMAILED
Sep 10, 2015 GNFN
FINAL REFUSAL E-MAILED
Sep 10, 2015 GNFR
FINAL REFUSAL WRITTEN
Sep 10, 2015 CNFR
TEAS/EMAIL CORRESPONDENCE ENTERED
Aug 25, 2015 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Aug 25, 2015 CRFA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Aug 25, 2015 TROA
ASSIGNED TO EXAMINER
May 21, 2015 DOCK
NOTIFICATION OF NON-FINAL ACTION E-MAILED
Mar 8, 2015 GNRN
NON-FINAL ACTION E-MAILED
Mar 8, 2015 GNRT
NON-FINAL ACTION WRITTEN
Mar 8, 2015 CNRT
TEAS/EMAIL CORRESPONDENCE ENTERED
Feb 11, 2015 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Feb 11, 2015 CRFA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Feb 11, 2015 TROA
NOTIFICATION OF NON-FINAL ACTION E-MAILED
Dec 5, 2014 GNRN
NON-FINAL ACTION E-MAILED
Dec 5, 2014 GNRT
NON-FINAL ACTION WRITTEN
Dec 5, 2014 CNRT
ASSIGNED TO EXAMINER
Dec 5, 2014 DOCK
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Sep 3, 2014 NWOS
NEW APPLICATION ENTERED
Aug 23, 2014 NWAP

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