COMPLIANCEGUARD PRO Trademark
Serial Number: 99797176
COMPLIANCEGUARD PRO is a trademark filed by
Aryeh L Teren
on April 30, 2026. The trademark is classified under Class 42 (Computer & Scientific).
The application is currently pending registration.
Trademark Classes
Owner Contact Info
Legal Representation
Correspondence Address
Aryeh L Teren
23 Williams Street
Lakewood, NJ 08701-4700
United States
Trademark Details
Filing Date
April 30, 2026
Registration Date
Not Registered
Goods & Services
Computer programming services, namely, Software as a service (SaaS) featuring software for automated compliance monitoring of financial advisor and registered investment adviser websites for adherence to FINRA Rule 2210 and the SEC Marketing Rule; compliance review workflow software for broker-dealers and registered investment advisers.
Filing History
APPLICATION FILING RECEIPT MAILED
Apr 30, 2026 MAFR
NEW APPLICATION ENTERED
Apr 30, 2026 NWAP
