TrademarkDir
COMPLIANCECASTS
LIVE

Serial Number

77582396

Owner

Ascendant Compliance Management, Inc.

Attorney

Joseph V. Norvell

First Use Date

Sep 17, 2008

Filing Date

Sep 30, 2008

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COMPLIANCECASTS Trademark

Serial Number: 77582396 • Registration: 3745298

COMPLIANCECASTS is a trademark filed by Ascendant Compliance Management, Inc. on September 30, 2008. The trademark is classified under Class 41 (Education & Entertainment). The application is currently registered and active.

Owner Contact Info

Ascendant Compliance Management, Inc.

194 Main Street, P.O. Box 402
Salisbury, CT 060680194

Entity Type: 03

Ascendant Compliance Management, LLC

194 Main Street
Salisbury, CT 06068-0194

Entity Type: 16

Trademark Details

Filing Date

September 30, 2008

Registration Date

February 2, 2010

First Use Anywhere

September 17, 2008

First Use in Commerce

September 17, 2008

Published for Opposition

February 17, 2009

Goods & Services

Web-based training programs in the nature of courses, seminars, workshops and classes addressing the educational needs of compliance officers and staff within investment advisers, hedge funds and broker dealers in the areas of risk management, compliance and regulatory issues

Filing History

TEAS CHANGE OF CORRESPONDENCE RECEIVED
Mar 27, 2026 TCCA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Mar 27, 2026 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Mar 27, 2026 REAP
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Mar 27, 2026 CHAN
TEAS CHANGE OF OWNER ADDRESS RECEIVED
Mar 27, 2026 COAR
TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
Nov 22, 2024 EWAF
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Nov 22, 2024 TCCA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Nov 22, 2024 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Nov 22, 2024 REAP
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Nov 22, 2024 CHAN
TEAS CHANGE OF OWNER ADDRESS RECEIVED
Nov 22, 2024 COAR
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
May 4, 2022 ASCK
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Sep 4, 2020 NA89
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Sep 4, 2020 RNL1
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Sep 4, 2020 89AG
TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED
Sep 3, 2020 EROP
POST REGISTRATION ACTION MAILED - SEC. 8 & 9
Sep 1, 2020 PR89
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Sep 1, 2020 APRE
TEAS SECTION 8 & 9 RECEIVED
Jul 23, 2020 E89R
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Feb 2, 2019 REM2
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Mar 31, 2016 NA85
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Mar 31, 2016 C15A
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Mar 31, 2016 APRE
TEAS SECTION 8 & 15 RECEIVED
Jan 29, 2016 E815
REGISTERED-PRINCIPAL REGISTER
Feb 2, 2010 R.PR
LAW OFFICE REGISTRATION REVIEW COMPLETED
Dec 31, 2009 REGV
ASSIGNED TO LIE
Dec 30, 2009 ALIE
ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Dec 22, 2009 CNPR
STATEMENT OF USE PROCESSING COMPLETE
Dec 21, 2009 SUPC
SOU EXTENSION 1 GRANTED
Dec 21, 2009 EX1G
CASE ASSIGNED TO INTENT TO USE PARALEGAL
Dec 21, 2009 AITU
USE AMENDMENT FILED
Nov 12, 2009 IUAF
SOU EXTENSION 1 FILED
Nov 12, 2009 EXT1
SOU TEAS EXTENSION RECEIVED
Nov 12, 2009 EEXT
TEAS STATEMENT OF USE RECEIVED
Nov 12, 2009 EISU
NOA MAILED - SOU REQUIRED FROM APPLICANT
May 12, 2009 NOAM
ASSIGNED TO EXAMINER
May 12, 2009 DOCK
PUBLISHED FOR OPPOSITION
Feb 17, 2009 PUBO
NOTICE OF PUBLICATION
Jan 28, 2009 NPUB
LAW OFFICE PUBLICATION REVIEW COMPLETED
Jan 14, 2009 PREV
ASSIGNED TO LIE
Jan 14, 2009 ALIE
APPROVED FOR PUB - PRINCIPAL REGISTER
Dec 29, 2008 CNSA
EXAMINER'S AMENDMENT ENTERED
Dec 29, 2008 XAEC
NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Dec 29, 2008 GNEN
EXAMINERS AMENDMENT E-MAILED
Dec 29, 2008 GNEA
EXAMINERS AMENDMENT -WRITTEN
Dec 29, 2008 CNEA
ASSIGNED TO EXAMINER
Dec 29, 2008 DOCK
NOTICE OF PSEUDO MARK MAILED
Oct 4, 2008 MPMK
NEW APPLICATION ENTERED
Oct 3, 2008 NWAP

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