COMPLIANCEASSURANCE
DEAD

Serial Number

97874492

Owner

Vigilant Compliance, LLC

Attorney

Rachelle A. Dubow, Esq.

First Use Date

Aug 14, 2009

Filing Date

Apr 5, 2023

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COMPLIANCEASSURANCE Trademark

Serial Number: 97874492

COMPLIANCEASSURANCE is a trademark filed by Vigilant Compliance, LLC on April 5, 2023. The trademark is classified under Class 36 (Insurance & Financial), Class 45 (Legal & Security Services). The application is currently no longer active.

Owner Contact Info

Vigilant Compliance, LLC (7 trademarks)

Gateway Corporate Center, Suite 216
Chadds Ford, PA 19317

Entity Type: 16

Trademark Details

Filing Date

April 5, 2023

Registration Date

Not Registered

First Use Anywhere

August 14, 2009

First Use in Commerce

August 14, 2009

Goods & Services

Compliance services, namely, providing financial information to financial institutions concerning financial requirements of mutual funds, exchange traded funds (ETFs), and hedge fund transactions by brokers, investment advisors, and broker dealers for regulatory compliance in the field of the investment industry

Regulatory compliance services, namely, providing regulatory compliance consulting information to financial institutions in the fields of mutual funds, exchange traded funds (ETFs), and hedge fund transactions by brokers, investment advisors, and broker dealers for regulatory compliance in the field of the investment industry

Filing History

ABANDONMENT NOTICE E-MAILED - FAILURE TO RESPOND
Nov 15, 2024 MAB2
ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE
Nov 15, 2024 ABN2
NOTIFICATION OF NON-FINAL ACTION E-MAILED
Apr 17, 2024 GNRN
NON-FINAL ACTION E-MAILED
Apr 17, 2024 GNRT
NON-FINAL ACTION WRITTEN
Apr 17, 2024 CNRT
TEAS/EMAIL CORRESPONDENCE ENTERED
Mar 12, 2024 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Mar 12, 2024 CRFA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Mar 12, 2024 TROA
APPLICATION EXTENSION GRANTED/RECEIPT PROVIDED
Dec 6, 2023 XELG
APPLICATION EXTENSION TO RESPONSE PERIOD - RECEIVED
Dec 6, 2023 XELR
NOTIFICATION OF NON-FINAL ACTION E-MAILED
Sep 13, 2023 GNRN
NON-FINAL ACTION E-MAILED
Sep 13, 2023 GNRT
NON-FINAL ACTION WRITTEN
Sep 13, 2023 CNRT
ASSIGNED TO EXAMINER
Aug 28, 2023 DOCK
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Apr 30, 2023 NWOS
NEW APPLICATION ENTERED
Apr 8, 2023 NWAP