COMPLIANCE COUNSEL Trademark
Serial Number: 78050991
Trademark Classes
Owner Contact Info
Trademark Details
Filing Date
March 2, 2001
Registration Date
Not Registered
First Use Anywhere
February 4, 2001
First Use in Commerce
March 27, 2001
Goods & Services
LEGAL AND BUSINESS CONSULTING SERVICES, NAMELY, PROVIDING LEGAL AND BUSINESS SERVICES AND RELATED INFORMATION TO BROKER-DEALER FIRMS, INVESTMENT ADVISORY FIRMS, INVESTMENT ADVISERS, REGISTERED REPRESENTATIVES, REGISTERED PRINCIPALS, INVESTMENT COMPANIES AND OTHERS PERSONS OR ENTITIES IN FINANCIAL AND INVESTMENT RELATED FIELDS ON COMPLIANCE-RELATED MATTERS, POLICIES AND PROCEDURES, REGISTRATIONS AND/OR OTHER REGULATORY ISSUES PROVIDED IN PERSON AND/OR DELIVERED VIA THE INTERNET AND/OR AN INTRANET