TrademarkDir
COMPLIANCE 401K
LIVE

Serial Number

88419076

Owner

3(16) Fiduciary Partners, LLC

Attorney

Megan L. Ruffin

Filing Date

May 7, 2019

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COMPLIANCE 401K Trademark

Serial Number: 88419076 • Registration: 6149746

COMPLIANCE 401K is a trademark filed by 3(16) Fiduciary Partners, LLC on May 7, 2019. The trademark is classified under Class 45 (Legal & Security Services). The application is currently registered and active.

Owner Contact Info

3(16) Fiduciary Partners, LLC

1095 Evergreen Circle, Suite 462
The Woodlands, TX 77380

Entity Type: 16

Trademark Details

Filing Date

May 7, 2019

Registration Date

September 8, 2020

Goods & Services

Fiduciary compliance consulting, namely, consulting in the field of federal securities regulations governing investment advisory activities; Regulatory compliance consulting in the field of retirement plan administration

Filing History

COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Sep 8, 2025 REM1
REGISTERED-SUPPLEMENTAL REGISTER
Sep 8, 2020 R.SR
LAW OFFICE PUBLICATION REVIEW COMPLETED
Aug 5, 2020 PREV
ASSIGNED TO LIE
Jul 29, 2020 ALIE
APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER
Jul 27, 2020 CNTA
TEAS/EMAIL CORRESPONDENCE ENTERED
Jul 21, 2020 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Jul 20, 2020 CRFA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Jul 20, 2020 TROA
NOTIFICATION OF PRIORITY ACTION E-MAILED
Jan 21, 2020 GPRN
PRIORITY ACTION E-MAILED
Jan 21, 2020 GPRA
PRIORITY ACTION WRITTEN
Jan 21, 2020 CPRA
NOTIFICATION OF NON-FINAL ACTION E-MAILED
Jul 24, 2019 GNRN
NON-FINAL ACTION E-MAILED
Jul 24, 2019 GNRT
NON-FINAL ACTION WRITTEN
Jul 24, 2019 CNRT
ASSIGNED TO EXAMINER
Jul 22, 2019 DOCK
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
May 22, 2019 NWOS
NEW APPLICATION ENTERED
May 10, 2019 NWAP

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