CETERA FINANCIAL GROUP
LIVE

Serial Number

77942067

Owner

CETERA FINANCIAL HOLDINGS, INC.

Attorney

Dyan Finguerra-DuCharme

First Use Date

Feb 1, 2010

Filing Date

Feb 23, 2010

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CETERA FINANCIAL GROUP Trademark

Serial Number: 77942067 • Registration: 3953295

CETERA FINANCIAL GROUP is a trademark filed by CETERA FINANCIAL HOLDINGS, INC. on February 23, 2010. The trademark is classified under Class 36 (Insurance & Financial), Class 35 (Advertising & Business). The application is currently registered and active.

Owner Contact Info

CETERA FINANCIAL HOLDINGS, INC. (47 trademarks)

200 N. SEPULVEDA BLVD., SUITE 1200
EL SEGUNDO, CA 90245

Entity Type: 03

Trademark Details

Filing Date

February 23, 2010

Registration Date

May 3, 2011

First Use Anywhere

February 1, 2010

First Use in Commerce

February 1, 2010

Published for Opposition

November 9, 2010

Goods & Services

Financial services, namely, securities broker-dealer services, fee-based financial planning programs, financial and investment advisory programs for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments; insurance services, namely, insurance brokerages and insurance agency services

Business management services, in connection with financial services and investment services, including but not limited to, business management services in connection with the following services: clearing and trading for investment transactions, estate planning, research and due diligence on investment strategies, and companies, offerors and intermediaries and their products, broker-dealer liaison services with regulatory agencies, fee-based financial planning programs and support, marketing support, technology support; providing office support staff services for fee-based financial planning programs; business administration and management, namely, administration of insurance licensing for states and security registration broker-dealer firms and advisors

Filing History

APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Nov 9, 2021 CHAN
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Nov 9, 2021 TCCA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Nov 9, 2021 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Nov 9, 2021 REAP
TEAS CHANGE OF OWNER ADDRESS RECEIVED
Nov 9, 2021 COAR
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Jun 14, 2021 NA89
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Jun 14, 2021 RNL1
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Jun 14, 2021 89AG
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Jun 11, 2021 APRE
TEAS SECTION 8 & 9 RECEIVED
Mar 8, 2021 E89R
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
May 3, 2020 REM2
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Oct 3, 2018 ASCK
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Jan 21, 2017 NA85
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Jan 21, 2017 C15A
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Jan 21, 2017 APRE
TEAS SECTION 8 & 15 RECEIVED
Nov 11, 2016 E815
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Jun 8, 2016 ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Feb 3, 2016 ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
May 7, 2014 ASCK
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Aug 14, 2013 ASCK
REGISTERED-PRINCIPAL REGISTER
May 3, 2011 R.PR
EXTENSION OF TIME TO OPPOSE PROCESS - TERMINATED
Mar 25, 2011 ETOP
EXTENSION OF TIME TO OPPOSE RECEIVED
Dec 7, 2010 ETOF
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Nov 9, 2010 NPUB
PUBLISHED FOR OPPOSITION
Nov 9, 2010 PUBO
LAW OFFICE PUBLICATION REVIEW COMPLETED
Oct 7, 2010 PREV
APPROVED FOR PUB - PRINCIPAL REGISTER
Oct 5, 2010 CNSA
EXAMINER'S AMENDMENT ENTERED
Oct 4, 2010 XAEC
NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Oct 4, 2010 GNEN
EXAMINERS AMENDMENT E-MAILED
Oct 4, 2010 GNEA
EXAMINERS AMENDMENT -WRITTEN
Oct 4, 2010 CNEA
NOTIFICATION OF NON-FINAL ACTION E-MAILED
Sep 20, 2010 GNRN
NON-FINAL ACTION E-MAILED
Sep 20, 2010 GNRT
NON-FINAL ACTION WRITTEN
Sep 20, 2010 CNRT
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Sep 9, 2010 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Sep 9, 2010 REAP
TEAS/EMAIL CORRESPONDENCE ENTERED
Sep 3, 2010 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Sep 3, 2010 CRFA
ASSIGNED TO LIE
Sep 3, 2010 ALIE
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Aug 17, 2010 TROA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Aug 17, 2010 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Aug 17, 2010 REAP
NOTIFICATION OF PRIORITY ACTION E-MAILED
May 28, 2010 GPRN
PRIORITY ACTION E-MAILED
May 28, 2010 GPRA
PRIORITY ACTION WRITTEN
May 28, 2010 CPRA
ASSIGNED TO EXAMINER
May 27, 2010 DOCK
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Feb 26, 2010 NWOS
NEW APPLICATION ENTERED
Feb 26, 2010 NWAP