CERTIFIED SECURITIES COMPLIANCE PROFESSIONAL

LIVE

Serial Number

87821616

Owner

The National Society of Compliance Professionals

Attorney

Christie Baty Hudgins

First Use Date

Jul 15, 2006

Filing Date

Mar 6, 2018

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CERTIFIED SECURITIES COMPLIANCE PROFESSIONAL Trademark

Serial Number: 87821616 • Registration: 5952684

CERTIFIED SECURITIES COMPLIANCE PROFESSIONAL is a trademark filed by The National Society of Compliance Professionals on March 6, 2018. The trademark is classified under unclassified. The application is currently registered and active.

Owner Contact Info

The National Society of Compliance Professionals (4 trademarks)

22 Kent Road
Cornwall Bridge, CT 06754

Entity Type: 03

Legal Representation

Attorney of Record

Christie Baty Hudgins

720 trademarks filed View all →

Correspondence Address

Christie Baty Hudgins Finnegan, Henderson, Farabow, Garrett & Dunner, LLP

901 New York Avenue, NW

Washington, DC 20001

United States

Trademark Details

Filing Date

March 6, 2018

Registration Date

January 7, 2020

First Use Anywhere

July 15, 2006

First Use in Commerce

July 15, 2006

Published for Opposition

October 22, 2019

Goods & Services

Securities compliance review of best practices, rules and regulations and industry standards of broker-dealers and investment adviser professionals

Filing History

NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED

May 19, 2026 NA85

REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

May 19, 2026 C15A

TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED

May 18, 2026 EROP

POST REGISTRATION ACTION MAILED - SEC. 8 & 15

Nov 19, 2025 PR23

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Nov 17, 2025 APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Nov 15, 2025 APRE

TEAS SECTION 8 & 15 RECEIVED

Jul 29, 2025 E815

COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED

Jan 7, 2025 REM1

REGISTERED-PRINCIPAL REGISTER

Jan 7, 2020 R.PR

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

Oct 22, 2019 NPUB

PUBLISHED FOR OPPOSITION

Oct 22, 2019 PUBO

NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED

Oct 2, 2019 NONP

APPROVED FOR PUB - PRINCIPAL REGISTER

Sep 17, 2019 CNSA

EXAMINER'S AMENDMENT ENTERED

Sep 17, 2019 XAEC

NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED

Sep 17, 2019 GNEN

EXAMINERS AMENDMENT E-MAILED

Sep 17, 2019 GNEA

EXAMINERS AMENDMENT -WRITTEN

Sep 17, 2019 CNEA

NOTIFICATION OF NON-FINAL ACTION E-MAILED

Aug 29, 2019 GNRN

NON-FINAL ACTION E-MAILED

Aug 29, 2019 GNRT

NON-FINAL ACTION WRITTEN

Aug 29, 2019 CNRT

PREVIOUS ALLOWANCE COUNT WITHDRAWN

Aug 27, 2019 ZZZX

WITHDRAWN FROM PUB - OG REVIEW QUERY

Aug 13, 2019 PBCR

APPROVED FOR PUB - PRINCIPAL REGISTER

Aug 1, 2019 CNSA

TEAS/EMAIL CORRESPONDENCE ENTERED

Aug 1, 2019 TEME

CORRESPONDENCE RECEIVED IN LAW OFFICE

Aug 1, 2019 CRFA

TEAS VOLUNTARY AMENDMENT RECEIVED

Jul 30, 2019 PARI

TEAS/EMAIL CORRESPONDENCE ENTERED

Jul 17, 2019 TEME

CORRESPONDENCE RECEIVED IN LAW OFFICE

Jul 16, 2019 CRFA

TEAS RESPONSE TO OFFICE ACTION RECEIVED

Jul 16, 2019 TROA

NOTIFICATION OF NON-FINAL ACTION E-MAILED

Jan 16, 2019 GNRN

NON-FINAL ACTION E-MAILED

Jan 16, 2019 GNRT

NON-FINAL ACTION WRITTEN

Jan 16, 2019 CNRT

TEAS/EMAIL CORRESPONDENCE ENTERED

Dec 29, 2018 TEME

CORRESPONDENCE RECEIVED IN LAW OFFICE

Dec 29, 2018 CRFA

ASSIGNED TO LIE

Dec 29, 2018 ALIE

TEAS RESPONSE TO OFFICE ACTION RECEIVED

Dec 21, 2018 TROA

NOTIFICATION OF NON-FINAL ACTION E-MAILED

Jun 21, 2018 GNRN

NON-FINAL ACTION E-MAILED

Jun 21, 2018 GNRT

NON-FINAL ACTION WRITTEN

Jun 21, 2018 CNRT

ASSIGNED TO EXAMINER

Jun 19, 2018 DOCK

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

Mar 12, 2018 NWOS

NEW APPLICATION ENTERED

Mar 9, 2018 NWAP

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