CERTIFIED SECURITIES COMPLIANCE PROFESSIONAL

LIVE

Serial Number

77057546

Owner

National Society of Compliance Professionals

Attorney

Christopher P. Foley

First Use Date

Jul 15, 2006

Filing Date

Dec 5, 2006

Add to watchlist:

No watchlists yet

+ Create New Watchlist

View on USPTO

CERTIFIED SECURITIES COMPLIANCE PROFESSIONAL Trademark

Serial Number: 77057546 • Registration: 3393606

CERTIFIED SECURITIES COMPLIANCE PROFESSIONAL is a trademark filed by National Society of Compliance Professionals on December 5, 2006. The trademark is classified under unclassified. The application is currently registered and active.

Owner Contact Info

National Society of Compliance Professionals (4 trademarks)

22 Kent Road
Cornwall Bridge, CT 06754

Entity Type: 03

Legal Representation

Attorney of Record

Christopher P. Foley

249 trademarks filed View all →

Trademark Details

Filing Date

December 5, 2006

Registration Date

March 4, 2008

First Use Anywhere

July 15, 2006

First Use in Commerce

September 1, 2006

Goods & Services

Certifying that broker-dealers and investment advisor professionals have met minimum standards of competency in the field of securities compliance

Filing History

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED

Dec 19, 2017 NA89

REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

Dec 19, 2017 RNL1

REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED

Dec 19, 2017 89AG

TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED

Dec 18, 2017 EROP

POST REGISTRATION ACTION MAILED - SEC. 8 & 9

Jul 5, 2017 PR89

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Jun 20, 2017 APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

May 10, 2017 APRE

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

May 10, 2017 APRE

TEAS SECTION 8 & 9 RECEIVED

Mar 14, 2017 E89R

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED

Mar 4, 2017 REM2

ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED

Oct 10, 2013 ARAA

TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED

Oct 10, 2013 REAP

NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED

Mar 18, 2013 NAS8

REGISTERED - SEC. 8 (6-YR) ACCEPTED

Mar 18, 2013 8.OK

CASE ASSIGNED TO POST REGISTRATION PARALEGAL

Mar 18, 2013 APRE

TEAS SECTION 8 RECEIVED

Mar 6, 2013 ES8R

TEAS CHANGE OF CORRESPONDENCE RECEIVED

Mar 6, 2013 TCCA

REGISTERED-SUPPLEMENTAL REGISTER

Mar 4, 2008 R.SR

LAW OFFICE PUBLICATION REVIEW COMPLETED

Jan 30, 2008 PREV

APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER

Jan 30, 2008 CNTA

EXAMINER'S AMENDMENT ENTERED

Jan 24, 2008 XAEC

NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED

Jan 24, 2008 GNEN

EXAMINERS AMENDMENT E-MAILED

Jan 24, 2008 GNEA

EXAMINERS AMENDMENT -WRITTEN

Jan 24, 2008 CNEA

NOTIFICATION OF FINAL REFUSAL EMAILED

Sep 25, 2007 GNFN

FINAL REFUSAL E-MAILED

Sep 25, 2007 GNFR

FINAL REFUSAL WRITTEN

Sep 25, 2007 CNFR

TEAS/EMAIL CORRESPONDENCE ENTERED

Aug 13, 2007 TEME

CORRESPONDENCE RECEIVED IN LAW OFFICE

Aug 13, 2007 CRFA

ASSIGNED TO LIE

Aug 13, 2007 ALIE

TEAS RESPONSE TO OFFICE ACTION RECEIVED

Jul 25, 2007 TROA

NON-FINAL ACTION E-MAILED

Apr 4, 2007 GNRT

NON-FINAL ACTION WRITTEN

Apr 4, 2007 CNRT

ASSIGNED TO EXAMINER

Mar 29, 2007 DOCK

NEW APPLICATION ENTERED

Dec 8, 2006 NWAP

Related Trademarks

More from this Owner

NSCP

CSCP