CAPITAL MARKETS COMPLIANCE Trademark
Serial Number: 78004262 • Registration: 2491638
CAPITAL MARKETS COMPLIANCE is a trademark filed by
alvarez, karen, l
on April 14, 2000. The trademark is classified under Class 36 (Insurance & Financial).
The application is currently registered and active.
Trademark Classes
Owner Contact Info
Trademark Details
Filing Date
April 14, 2000
Registration Date
September 18, 2001
Goods & Services
Securities compliance consulting, namely providing consulting services with respect to regulatory requirements in the field of securities market regulation
Filing History
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Mar 4, 2021 NA89
REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
Mar 4, 2021 RNL2
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Mar 4, 2021 89AG
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Mar 2, 2021 APRE
TEAS SECTION 8 & 9 RECEIVED
Nov 23, 2020 E89R
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Sep 18, 2020 REM2
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Aug 8, 2018 TCCA
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Sep 7, 2011 RNL1
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Sep 7, 2011 89AG
TEAS SECTION 8 & 9 RECEIVED
Aug 23, 2011 E89R
REGISTERED - SEC. 8 (6-YR) ACCEPTED
Feb 16, 2007 8.OK
ASSIGNED TO PARALEGAL
Feb 9, 2007 PLGL
CASE FILE IN TICRS
Feb 6, 2007 CFIT
REGISTERED - SEC. 8 (6-YR) FILED
Nov 10, 2006 8.AF
TEAS SECTION 8 RECEIVED
Nov 10, 2006 ES8R
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Nov 1, 2006 CHAN
TEAS CHANGE OF OWNER ADDRESS RECEIVED
Nov 1, 2006 COAR
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Nov 1, 2006 TCCA
TEAS CHANGE OF CORRESPONDENCE RECEIVED
May 9, 2003 TCCA
PAPER RECEIVED
Aug 5, 2002 MAIL
REGISTERED-SUPPLEMENTAL REGISTER
Sep 18, 2001 R.SR
APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER
Jun 17, 2001 CNTA
EXAMINERS AMENDMENT MAILED
Jun 4, 2001 CNEA
USE AMENDMENT ACCEPTED
Jun 3, 2001 IUAA
AMENDMENT TO USE PROCESSING COMPLETE
May 29, 2001 AUPC
NON-FINAL ACTION MAILED
Feb 28, 2001 CNRT
USE AMENDMENT FILED
Feb 20, 2001 IUAF
ASSIGNED TO EXAMINER
Nov 30, 2000 DOCK
CORRESPONDENCE RECEIVED IN LAW OFFICE
Oct 16, 2000 CRFA
ASSIGNED TO EXAMINER
Aug 28, 2000 DOCK
