TrademarkDir
C3 SOLUTION
LIVE

Serial Number

85066580

Owner

Broker-Dealer Compliance Associates, LLC

Attorney

Scott Benfield

First Use Date

Feb 25, 2002

Filing Date

Jun 18, 2010

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C3 SOLUTION Trademark

Serial Number: 85066580 • Registration: 3916793

C3 SOLUTION is a trademark filed by Broker-Dealer Compliance Associates, LLC on June 18, 2010. The trademark is classified under Class 45 (Legal & Security Services). The application is currently registered and active.

Owner Contact Info

Broker-Dealer Compliance Associates, LLC

140 E. 45th Street, 29th Floor
New York, NY 10017

Entity Type: 16

Adviser Compliance Associates, LLC (8 trademarks)

2120 L Street, NW Suite 530
Washington, DC 20037

Entity Type: 16

Trademark Details

Filing Date

June 18, 2010

Registration Date

February 8, 2011

First Use Anywhere

February 25, 2002

First Use in Commerce

February 25, 2002

Published for Opposition

November 23, 2010

Goods & Services

Regulatory compliance consulting services to financial services firms registered with the Securities and Exchange Commission and state regulatory authorities

Filing History

TEAS CHANGE OF CORRESPONDENCE RECEIVED
May 4, 2026 TCCA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
May 4, 2026 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
May 4, 2026 REAP
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
May 4, 2026 CHAN
TEAS CHANGE OF OWNER ADDRESS RECEIVED
May 4, 2026 COAR
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Jan 23, 2024 TCCA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Jan 23, 2024 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Jan 23, 2024 REAP
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Jan 23, 2024 CHAN
TEAS CHANGE OF OWNER ADDRESS RECEIVED
Jan 23, 2024 COAR
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Jun 28, 2021 NA89
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Jun 28, 2021 RNL1
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Jun 28, 2021 89AG
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Jun 28, 2021 APRE
TEAS SECTION 8 & 9 RECEIVED
Mar 23, 2021 E89R
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Feb 8, 2020 REM2
ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Feb 21, 2018 ASCK
NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED
Jan 23, 2017 NAS8
REGISTERED - SEC. 8 (6-YR) ACCEPTED
Jan 23, 2017 8.OK
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Jan 23, 2017 APRE
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Nov 1, 2016 CHAN
TEAS CHANGE OF OWNER ADDRESS RECEIVED
Nov 1, 2016 COAR
TEAS SECTION 8 RECEIVED
Oct 25, 2016 ES8R
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Oct 25, 2016 TCCA
REGISTERED-PRINCIPAL REGISTER
Feb 8, 2011 R.PR
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Nov 23, 2010 NPUB
PUBLISHED FOR OPPOSITION
Nov 23, 2010 PUBO
LAW OFFICE PUBLICATION REVIEW COMPLETED
Oct 15, 2010 PREV
APPROVED FOR PUB - PRINCIPAL REGISTER
Oct 13, 2010 CNSA
EXAMINER'S AMENDMENT ENTERED
Oct 8, 2010 XAEC
ASSIGNED TO LIE
Oct 8, 2010 ALIE
NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Oct 8, 2010 GNEN
EXAMINERS AMENDMENT E-MAILED
Oct 8, 2010 GNEA
EXAMINERS AMENDMENT -WRITTEN
Oct 8, 2010 CNEA
NOTIFICATION OF NON-FINAL ACTION E-MAILED
Sep 29, 2010 GNRN
NON-FINAL ACTION E-MAILED
Sep 29, 2010 GNRT
NON-FINAL ACTION WRITTEN
Sep 29, 2010 CNRT
ASSIGNED TO EXAMINER
Sep 26, 2010 DOCK
NOTICE OF PSEUDO MARK MAILED
Jun 23, 2010 MPMK
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Jun 22, 2010 NWOS
NEW APPLICATION ENTERED
Jun 22, 2010 NWAP

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