TrademarkDir
BROKERCHECK
LIVE

Serial Number

86607969

Owner

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

Attorney

Aaron D. Hendelman

First Use Date

Mar 17, 2015

Filing Date

Apr 23, 2015

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BROKERCHECK Trademark

Serial Number: 86607969 • Registration: 4980926

BROKERCHECK is a trademark filed by FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. on April 23, 2015. The trademark is classified under Class 45 (Legal & Security Services), Class 35 (Advertising & Business). The application is currently registered and active.

Owner Contact Info

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (72 trademarks)

1735 K STREET, N.W.
WASHINGTON, DC 20006

Entity Type: 99

Trademark Details

Filing Date

April 23, 2015

Registration Date

June 21, 2016

First Use Anywhere

March 17, 2015

First Use in Commerce

March 17, 2015

Published for Opposition

April 5, 2016

Goods & Services

Providing an on-line computer database with information regarding the professional background of registered financial brokerage firms and their registered employees; providing information regarding the professional background of registered financial brokerage firms and their registered employees in response to telephone and email inquiries

Providing an on-line computer database with information regarding business practices and conduct, namely, regulatory compliance of registered financial brokerage firms and their registered employees; providing information regarding the business practices and conduct, namely, regulatory compliance of registered financial brokerage firms and their registered employees in response to telephone and email inquiries

Filing History

NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Jan 7, 2026 NA89
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Jan 7, 2026 RNL1
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Jan 7, 2026 89AG
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Jan 7, 2026 APRE
TEAS SECTION 8 & 9 RECEIVED
Sep 29, 2025 E89R
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Jun 21, 2025 REM2
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Mar 14, 2024 TCCA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Mar 14, 2024 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Mar 14, 2024 REAP
APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Mar 14, 2024 CHAN
TEAS CHANGE OF OWNER ADDRESS RECEIVED
Mar 14, 2024 COAR
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Dec 22, 2022 NA85
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Dec 22, 2022 C15A
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Dec 22, 2022 APRE
TEAS SECTION 8 & 15 RECEIVED
Jun 9, 2022 E815
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Jun 21, 2021 REM1
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Jan 17, 2017 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Jan 17, 2017 REAP
REGISTERED-PRINCIPAL REGISTER
Jun 21, 2016 R.PR
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Apr 5, 2016 NPUB
PUBLISHED FOR OPPOSITION
Apr 5, 2016 PUBO
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Mar 16, 2016 NONP
LAW OFFICE PUBLICATION REVIEW COMPLETED
Mar 1, 2016 PREV
APPROVED FOR PUB - PRINCIPAL REGISTER
Feb 28, 2016 CNSA
TEAS/EMAIL CORRESPONDENCE ENTERED
Feb 26, 2016 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Feb 26, 2016 CRFA
TEAS REQUEST FOR RECONSIDERATION RECEIVED
Feb 26, 2016 ERFR
NOTIFICATION FOR REQ FOR RECON DENIED NO APPEAL FILED
Feb 5, 2016 RDX3
ACTION FOR REQ FOR RECON DENIED NO APPEAL FILED E-MAILED
Feb 5, 2016 RDX1
ACTION REQ FOR RECON DENIED NO APPEAL FILED COUNTED NOT MAILED
Feb 5, 2016 RRDX
TEAS/EMAIL CORRESPONDENCE ENTERED
Jan 7, 2016 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Jan 7, 2016 CRFA
ASSIGNED TO LIE
Jan 4, 2016 ALIE
TEAS REQUEST FOR RECONSIDERATION RECEIVED
Dec 10, 2015 ERFR
NOTIFICATION OF FINAL REFUSAL EMAILED
Dec 8, 2015 GNFN
FINAL REFUSAL E-MAILED
Dec 8, 2015 GNFR
FINAL REFUSAL WRITTEN
Dec 8, 2015 CNFR
TEAS/EMAIL CORRESPONDENCE ENTERED
Nov 20, 2015 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Nov 19, 2015 CRFA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Nov 19, 2015 TROA
NOTIFICATION OF NON-FINAL ACTION E-MAILED
May 26, 2015 GNRN
NON-FINAL ACTION E-MAILED
May 26, 2015 GNRT
NON-FINAL ACTION WRITTEN
May 26, 2015 CNRT
ASSIGNED TO EXAMINER
May 19, 2015 DOCK
NOTICE OF DESIGN SEARCH CODE E-MAILED
May 8, 2015 MDSM
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
May 7, 2015 NWOS
NEW APPLICATION ENTERED
Apr 27, 2015 NWAP

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