TrademarkDir
BROKERCHECK
LIVE

Serial Number

78851554

Owner

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

Attorney

Aaron D. Hendelman

First Use Date

Dec 3, 2003

Filing Date

Mar 31, 2006

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BROKERCHECK Trademark

Serial Number: 78851554 • Registration: 3227407

BROKERCHECK is a trademark filed by FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. on March 31, 2006. The trademark is classified under Class 35 (Advertising & Business). The application is currently registered and active.

Owner Contact Info

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (72 trademarks)

1735 K STREET, N.W.
WASHINGTON, DC 20006

Entity Type: 99

National Association of Securities Dealers, Inc.

1735 K Street, N.W.
Washington, D.C., DC 20006

Entity Type: 03

Trademark Details

Filing Date

March 31, 2006

Registration Date

April 10, 2007

First Use Anywhere

December 3, 2003

First Use in Commerce

December 3, 2003

Published for Opposition

January 23, 2007

Goods & Services

Providing an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees; providing information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries

Filing History

TEAS SECTION 8 & 9 RECEIVED
Jun 1, 2026 E89R
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Apr 10, 2026 REM2
NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
May 24, 2017 NA89
REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
May 24, 2017 RNL1
REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
May 24, 2017 89AG
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
May 24, 2017 APRE
TEAS SECTION 8 & 9 RECEIVED
Mar 29, 2017 E89R
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Jan 17, 2017 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Jan 17, 2017 REAP
COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Apr 10, 2016 REM2
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Jan 29, 2014 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Jan 29, 2014 REAP
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Nov 24, 2012 NA85
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Nov 24, 2012 C15A
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Nov 24, 2012 APRE
TEAS SECTION 8 & 15 RECEIVED
Oct 30, 2012 E815
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Aug 29, 2007 ASGN
REGISTERED-PRINCIPAL REGISTER
Apr 10, 2007 R.PR
PUBLISHED FOR OPPOSITION
Jan 23, 2007 PUBO
NOTICE OF PUBLICATION
Jan 3, 2007 NPUB
LAW OFFICE PUBLICATION REVIEW COMPLETED
Dec 6, 2006 PREV
ASSIGNED TO LIE
Dec 6, 2006 ALIE
APPROVED FOR PUB - PRINCIPAL REGISTER
Nov 17, 2006 CNSA
EXAMINER'S AMENDMENT ENTERED
Nov 16, 2006 XAEC
EXAMINER'S AMENDMENT ENTERED
Nov 16, 2006 XAEC
EXAMINERS AMENDMENT E-MAILED
Nov 16, 2006 GNEA
EXAMINERS AMENDMENT -WRITTEN
Nov 16, 2006 CNEA
TEAS/EMAIL CORRESPONDENCE ENTERED
Oct 27, 2006 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Oct 26, 2006 CRFA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Oct 26, 2006 TROA
NON-FINAL ACTION E-MAILED
Sep 27, 2006 GNRT
NON-FINAL ACTION WRITTEN
Sep 27, 2006 CNRT
ASSIGNED TO EXAMINER
Sep 13, 2006 DOCK
NOTICE OF PSEUDO MARK MAILED
Apr 11, 2006 MPMK
NEW APPLICATION ENTERED
Apr 6, 2006 NWAP

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