Serial Number
77233620
Owner
Alaric Compliance Services, LLCFirst Use Date
Dec 1, 2005
Filing Date
Jul 19, 2007
ALARIC Trademark
Serial Number: 77233620 • Registration: 3408488
Trademark Classes
Owner Contact Info
41 Madison Avenue, 30th Floor
New York, NY 10010
Entity Type: 16
Trademark Details
Filing Date
July 19, 2007
Registration Date
April 8, 2008
First Use Anywhere
December 1, 2005
First Use in Commerce
December 1, 2005
Published for Opposition
January 22, 2008
Cancellation Date
November 14, 2014
Goods & Services
Management and business consulting services in the field of SEC and broker-dealer compliance matters for investment managers; Outsourcing in the field of regulatory compliance, namely acting as Chief Compliance Officer for SEC registered and unregistered advisors, companies and hedge funds; tracking and monitoring of investment firms' securities regulatory compliance program; Business evaluation of regulatory compliance activities and written compliance policies and procedures; Business consultation services