TrademarkDir
ADVANCED REGULATORY COMPLIANCE LLC
LIVE

Serial Number

86784752

Owner

ADVANCED REGULATORY COMPLIANCE, LLC

Attorney

Erik M. Pelton

Filing Date

Oct 12, 2015

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ADVANCED REGULATORY COMPLIANCE LLC Trademark

Serial Number: 86784752 • Registration: 4987449

ADVANCED REGULATORY COMPLIANCE LLC is a trademark filed by ADVANCED REGULATORY COMPLIANCE, LLC on October 12, 2015. The trademark is classified under Class 45 (Legal & Security Services). The application is currently registered and active.

Owner Contact Info

ADVANCED REGULATORY COMPLIANCE, LLC (2 trademarks)

BEVERLY HILLS, CA 90211

Entity Type: 16

ADVANCED REGULATORY COMPLIANCE, INC. (4 trademarks)

415 North Camden Drive #223
Beverly Hills, CA 90210

Entity Type: 03

Trademark Details

Filing Date

October 12, 2015

Registration Date

June 28, 2016

Published for Opposition

April 12, 2016

Goods & Services

providing regulatory, compliance and legal consulting to investment advisers; regulatory compliance consulting and reviewing standards and practices to assure compliance with financial laws and regulations for financial services firms and their representatives

Filing History

COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Jun 28, 2025 REM2
NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Jan 14, 2022 NA85
REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Jan 14, 2022 C15A
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Jan 14, 2022 APRE
TEAS SECTION 8 & 15 RECEIVED
Oct 6, 2021 E815
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Jun 28, 2021 REM1
AMENDMENT UNDER SECTION 7 - PROCESSED
Mar 12, 2021 A7OK
TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED
Mar 11, 2021 EROP
POST REGISTRATION ACTION MAILED - SEC. 7
Mar 9, 2021 PRAM
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Mar 9, 2021 APRE
OTQR WITHDRAWAL FROM PUBLICATION
Apr 17, 2020 WDRL
AMENDMENT UNDER SECTION 7 - PROCESSED
Mar 14, 2020 A7OK
CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Mar 12, 2020 APRE
TEAS SECTION 7 REQUEST RECEIVED
Feb 3, 2020 ES7R
AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Jun 26, 2019 ASGN
REGISTERED-PRINCIPAL REGISTER
Jun 28, 2016 R.PR
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Apr 12, 2016 NPUB
PUBLISHED FOR OPPOSITION
Apr 12, 2016 PUBO
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Mar 23, 2016 NONP
APPROVED FOR PUB - PRINCIPAL REGISTER
Feb 5, 2016 CNSA
EXAMINER'S AMENDMENT ENTERED
Feb 5, 2016 XAEC
NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Feb 5, 2016 GNEN
EXAMINERS AMENDMENT E-MAILED
Feb 5, 2016 GNEA
EXAMINERS AMENDMENT -WRITTEN
Feb 5, 2016 CNEA
ASSIGNED TO EXAMINER
Feb 2, 2016 DOCK
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Oct 15, 2015 NWOS
NEW APPLICATION ENTERED
Oct 15, 2015 NWAP

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