Serial Number
85010721
Owner
Legg Mason Investor Services, LLCAttorney
Jordan Arnot LeaheyFirst Use Date
May 5, 2010
Filing Date
Apr 9, 2010
ACES - ADVISOR COMMITMENT TO 401(K) EDUCATION AND SERVICE Trademark
Serial Number: 85010721 • Registration: 3879663
Trademark Classes
Owner Contact Info
100 INTERNATIONAL DRIVE
BALTIMORE, MD 21202
Entity Type: 16
Legal Representation
Correspondence Address
Jordan Arnot Leahey CULHANE MEADOWS PLLC
13101 PRESTON ROAD, STE 110-1520
DALLAS, TX 75240
United States
Trademark Details
Filing Date
April 9, 2010
Registration Date
November 23, 2010
First Use Anywhere
May 5, 2010
First Use in Commerce
May 5, 2010
Published for Opposition
September 7, 2010
Goods & Services
Financial services of brokers selling mutual funds to employer-sponsored 401(k) plans and other defined contribution plans subject to ERISA (Employee Retirement Income Security Act of 1974), namely, providing investment-related support and information to the plan sponsor and the plan's fiduciaries with respect to their duty to select, monitor and replace funds in the plan's investment menu, providing financial counseling, financial retirement planning services and asset allocation assistance to plan participants, and partnering with the plan sponsor to promote, facilitate and encourage retirement savings to plan participants
[ Educational services provided to 401(k) plan sponsors and plan fiduciaries, namely, training with respect to their investment-related and disclosure-related duties under ERISA, and providing educational services, namely, seminars in the field of investments and retirement planning ]
