401 FINANCIAL
LIVE

Serial Number

98942736

Owner

Jeff Lorenz Financial Services, Inc.

Attorney

Donna L. Mirman

First Use Date

Jun 1, 2013

Filing Date

Jan 7, 2025

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401 FINANCIAL Trademark

Serial Number: 98942736 • Registration: 8140788

401 FINANCIAL is a trademark filed by Jeff Lorenz Financial Services, Inc. on January 7, 2025. The trademark is classified under Class 36 (Insurance & Financial). The application is currently registered and active.

Owner Contact Info

Jeff Lorenz Financial Services, Inc.

6332 Walnut Ave
ORANGEVALE, CA 95662

Entity Type: 03

Trademark Details

Filing Date

January 7, 2025

Registration Date

February 17, 2026

First Use Anywhere

June 1, 2013

First Use in Commerce

June 1, 2013

Published for Opposition

December 30, 2025

Goods & Services

Financial services in the nature of an investment security; Financial services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Financial services, namely, broker/dealer services on securities exchanges and over-the-counter markets; Financial services, namely, coordination, within a single account, of an investment portfolio's maintenance, trading, rebalancing, and tax management needs; Financial services, namely, electronic transfer of cryptocurrency; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, life insurance settlement services; Financial services, namely, proprietary trading in commodities, securities, options, futures, equities and fixed income products in the United States and overseas market securities; Financial services, namely, providing an investment option available for variable annuity and variable life insurance products; Financial services, namely, the trading of financial instruments, securities, shares, options and other derivative products; Financial services, namely, wealth management services; Financial advice and consultancy services; Financial advisory and consultancy services; Financial advisory and consultancy services relating to micro credits, micro finance and energy products; Financial advisory and consultancy services, namely, the creation of personalized strategies to achieve financial independence; Financial advisory and consultancy services, namely, the creation of personalized strategies to achieve financial independence by investing in Stock, Bond, ETF, Mutual fund, Insurance products.; Financial affairs and monetary affairs, namely, financial information, management and analysis services; Financial analysis and research services; Financial and investment services, namely, asset and investment acquisition, consultation, advisory and development; Financial consultancy services; Financial consulting services, namely, expert analysis in finance

Filing History

NOTICE OF REGISTRATION CONFIRMATION EMAILED
Feb 17, 2026 NRCC
REGISTERED-PRINCIPAL REGISTER
Feb 17, 2026 R.PR
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Dec 30, 2025 NPUB
PUBLISHED FOR OPPOSITION
Dec 30, 2025 PUBO
NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Dec 24, 2025 NONP
APPROVED FOR PUB - PRINCIPAL REGISTER
Dec 4, 2025 CNSA
TEAS/EMAIL CORRESPONDENCE ENTERED
Dec 3, 2025 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Dec 3, 2025 CRFA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Dec 3, 2025 TROA
ASSIGNED TO EXAMINER
Nov 19, 2025 DOCK
NOTIFICATION OF NON-FINAL ACTION E-MAILED
Sep 10, 2025 GNRN
NON-FINAL ACTION E-MAILED
Sep 10, 2025 GNRT
NON-FINAL ACTION WRITTEN
Sep 10, 2025 CNRT
TEAS/EMAIL CORRESPONDENCE ENTERED
Jul 28, 2025 TEME
CORRESPONDENCE RECEIVED IN LAW OFFICE
Jul 28, 2025 CRFA
TEAS RESPONSE TO OFFICE ACTION RECEIVED
Jul 28, 2025 TROA
TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
Jul 16, 2025 EWAF
TEAS CHANGE OF CORRESPONDENCE RECEIVED
Jul 16, 2025 TCCA
ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Jul 16, 2025 ARAA
TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Jul 16, 2025 REAP
NOTIFICATION OF NON-FINAL ACTION E-MAILED
Jun 26, 2025 GNRN
NON-FINAL ACTION E-MAILED
Jun 26, 2025 GNRT
NON-FINAL ACTION WRITTEN
Jun 26, 2025 CNRT
ASSIGNED TO EXAMINER
Jun 17, 2025 DOCK
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Jan 19, 2025 NWOS
NEW APPLICATION ENTERED
Jan 7, 2025 NWAP